Culture

Joel Coen’s The Tragedy of Macbeth: An Examination and Review

A new film adaptation of Shakespeare’s Scottish tragedy, Joel Coen’s 2021 The Tragedy of Macbeth is the director’s first production without his brother Ethan’s involvement. Released in select theaters on December 25, 2021, and then on Apple TV on January 14, 2022, the production has received positive critical reviews as well as awards for screen adaptation and cinematography, with many others still pending.

As with any movie review, I encourage readers who plan to see the film to do so before reading my take. While spoilers probably aren’t an issue here, I would not want to unduly influence one’s experience of Coen’s take on the play. Overall, though much of the text is omitted, some scenes are rearranged, and some roles are reduced, and others expanded, I found the adaptation to be a generally faithful one that only improved with subsequent views. Of course, the substance of the play is in the performances of Denzel Washington and Frances McDormand, but their presentation of Macbeth and Lady Macbeth is enhanced by both the production and supporting performances.

Production: “where nothing, | But who knows nothing, is once seen to smile” —IV.3

The Tragedy of Macbeth’s best element is its focus on the psychology of the main characters, explored below. This focus succeeds in no small part due to its minimalist aesthetic. Filmed in black and white, the play utilizes light and shadow to downplay the external historical conflicts and emphasize the characters’ inner ones.

Though primarily shown by the performances, the psychological value conflicts of the characters are concretized by the adaptation’s intended aesthetic. In a 2020 Indiewire interview, composer and long-time-Coen collaborator Carter Burwell said that Joel Coen filmed The Tragedy of Macbeth on sound stages, rather than on location, to focus more on the abstract elements of the play. “It’s more like a psychological reality,” said Burwell. “That said, it doesn’t seem stage-like either. Joel has compared it to German Expressionist film. You’re in a psychological world, and it’s pretty clear right from the beginning the way he’s shot it.”

This is made clear from the first shots’ disorienting the sense of up and down through the use of clouds and fog, which continue as a key part of the staging throughout the adaptation. Furthermore, the bareness of Inverness Castle channels the focus to the key characters’ faces, while the use of odd camera angles, unreal shadows, and distorted distances reinforce how unnatural is the play’s central tragic action, if not to the downplayed world of Scotland, then certainly to the titular couple. Even when the scene leaves Inverness to show Ross and MacDuff discussing events near a ruined building at a crossroads (Act II.4), there is a sense that, besides the Old Man in the scene, Scotland is barren and empty.

The later shift to England, where Malcolm, MacDuff, and Ross plan to retake their homeland from now King Macbeth, further emphasizes this by being shot in an enclosed but bright and fertile wood. Although many of the historical elements of the scene are cut, including the contrast between Macbeth and Edward the Confessor and the mutual testing of mettle between Malcolm and MacDuff, the contrast in setting conveys the contrast between a country with a mad Macbeth at its head and the one that presumably would be under Malcolm. The effect was calming in a way I did not expect—an experience prepared by the consistency of the previous acts’ barren aesthetic.

Yet, even in the forested England, the narrow path wherein the scene takes place foreshadows the final scenes’ being shot in a narrow walkway between the parapets of Dunsinane, which gives the sense that, whether because of fate or choice rooted in character, the end of Macbeth’s tragic deed is inevitable. The explicit geographical distance between England and Scotland is obscured as the same wood becomes Birnam, and as, in the final scenes, the stone pillars of Dunsinane open into a background of forest. This, as well as the spectacular scene where the windows of the castle are blown inward by a storm of leaves, conveys the fact that Macbeth cannot remain isolated against the tragic justice brought by Malcom and MacDuff forever, and Washington’s performance, which I’ll explore presently, consistently shows that the usurper has known it all along.

This is a brilliant, if subtle, triumph of Coen’s adaptation: it presents Duncan’s murder and the subsequent fallout as a result less of deterministic fate and prophecy and more of Macbeth’s own actions and thoughts in response to it—which, themselves, become more determined (“predestined” because “wilfull”) as Macbeth further convinces himself that “Things bad begun make strong themselves by ill” (III.2).

Performances:  “To find the mind’s construction in the face” —I.4

Film adaptations of Shakespeare can run the risk of focusing too closely on the actors’ faces, which can make keeping up with the language a chore even for experienced readers (I’m still scarred from the “How all occasions” speech from Branagh’s 1996 Hamlet); however, this is rarely, if ever, the case here, where the actors’ and actresses’ pacing and facial expressions combine with the cinematography to carry the audience along. Yet, before I give Washington and McDormand their well-deserved praise, I would like to explore the supporting roles.

In Coen’s adaptation, King Duncan is a king at war, and Brendan Gleeson plays the role well with subsequent dourness. Unfortunately, this aspect of the interpretation was, in my opinion, one of its weakest. While the film generally aligns with the Shakespearean idea that a country under a usurper is disordered, the before-and-after of Duncan’s murder—which Coen chooses to show onscreen—is not clearly delineated enough to signal it as the tragic conflict that it is. Furthermore, though many of his lines are adulatory to Macbeth and his wife, Gleeson gives them with so somber a tone that one is left emotionally uninvested in Duncan by the time he is murdered.

Though this is consistent with the production’s overall austerity, it does not lend much to the unnaturalness of the king’s death. One feels Macbeth ought not kill him simply because he is called king (a fully right reason, in itself) rather than because of any real affection between Macbeth and his wife for the man, himself. However, though I have my qualms, this may have been the right choice for a production focused on the psychological elements of the plot; by downplaying the emotional connection between the Macbeths and Duncan (albeit itself profoundly psychological), Coen focuses on the effects of murder as an abstraction.

The scene after the murder and subsequent framing of the guards—the drunken porter scene—was the one I most looked forward to in the adaptation, as it is in every performance of Macbeth I see. The scene is the most apparent comic relief in the play, and it is placed in the moment where comic relief is paradoxically least appropriate and most needed (the subject of a planned future article). When I realized, between the first (ever) “Knock, knock! Who’s there?” and the second, that the drunk porter was none other than comic actor Stephen Root (Office Space, King of the Hill, Dodgeball), I knew the part was safe.

I was not disappointed. The drunken obliviousness of Root’s porter, coming from Inverness’s basement to let in MacDuff and Lennox, pontificating along the way on souls lately gone to perdition (unaware that his king has done the same just that night) before elaborating to the new guests upon the merits and pitfalls of drink, is outstanding. With the adaptation’s other removal of arguably inessential parts and lines, I’m relieved Coen kept as much of the role as he did.

One role that Coen expanded in ways I did not expect was that of Ross, played by Alex Hassell. By subsuming other minor roles into the character, Coen makes Ross into the unexpected thread that ties much of the plot together. He is still primarily a messenger, but, as with the Weird Sisters whose crow-like costuming his resembles, he becomes an ambiguous figure by the expansion, embodying his line to Lady MacDuff that “cruel are the times, when we are traitors | And do not know ourselves” (IV.2). In Hassell’s excellent performance, Ross seems to know himself quite well; it is we, the audience, who do not know him, despite his expanded screentime. By the end, Ross was one of my favorite aspects of Coen’s adaptation.

The best part of The Tragedy of Macbeth is, of course, the joint performance by Washington and McDormand of Macbeth and Lady Macbeth. The beginning of the film finds the pair later in life, with presumably few mountains left to climb. Washington plays Macbeth as a man tired and introverted, which he communicates by often pausing before reacting to dialogue, as if doing so is an afterthought. By the time McDormand comes onscreen in the first of the film’s many corridor scenes mentioned above, her reading and responding to the letter sent by Macbeth has been primed well enough for us to understand her mixed ambition yet exasperation—as if the greatest obstacle is not the actual regicide but her husband’s hesitancy.

Throughout The Tragedy of Macbeth their respective introspection and ambition reverse, with Washington eventually playing the confirmed tyrant and McDormand the woman internalized by madness. If anyone needed a reminder of Washington and McDormand’s respective abilities as actor and actress, one need only watch them portray the range of emotion and psychological depth contained in Shakespeare’s most infamous couple.

Conclusion: “With wit enough for thee”—IV.2

One way to judge a Shakespeare production is whether someone with little previous knowledge of the play and a moderate grasp of Shakespeare’s language would understand and become invested in the characters and story; I hazard one could do so with Coen’s adaptation. It does take liberties with scene placement, and the historical and religious elements are generally removed or reduced. However, although much of the psychology that Shakespeare includes in the other characters is cut, the minimalist production serves to highlight Washington and McDormand’s respective performances. The psychology of the two main characters—the backbone of the tragedy that so directly explores the nature of how thought and choice interact—is portrayed clearly and dynamically, and it is this that makes Joel Coen’s The Tragedy of Macbeth an excellent and, in my opinion, ultimately true-to-the-text adaptation of Shakespeare’s Macbeth.


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10 Best Books on International Politics

When we read books about politics, many of us may be more inclined to read about what happens in the Anglosphere. It’s natural really- it’s our language, closer to our culture and what we see about on the news.

It is, however, always refreshing to expand our horizons. Here are ten of my favourite books, handpicked, on non-Western international politics and history.

Dictatorland: The Men Who Stole Africa- Paul Kenyon

You may have already read my glowing review of this book and if you haven’t, get to it. This book discusses several contemporary and older dictators of Africa, from the slain Gaddafi of Libya to the man who has been in charge of Equatorial Guinea since 1979. It starts with colonialism, slithers through independence and continues afterwards. Some dictators were murdered, others remained for years or were finally booted out of office.

    It’s a great study of colonialism, the promise of freedom and how these countries suffered under the men who offered them so much. These nations should be rich due to oil and other resources, yet only a few manage to make money from said resources. We learn about dictators who are worth billions, contrasting with the people who live in abject poverty.

    Best Feature: Covers several countries, allowing the reader a greater scope.

    Queens of the Kingdom: The Women of Saudi Arabia- Nicola Sutcliff

    Everyone has their own preconceived ideas of Saudi Arabia, so prepare to have your views challenged. Sutcliff interviews a large number of women who live in the mystical kingdom- wealthy housewives, educated entrepreneurs and illiterate village dwellers among them. They give their views on everything from marriage to education.

    Some are thrilled with having their family keep them close and husbands who are their guardians. Others have experienced insurmountable horror with beatings and underage marriage. What links them all is a love for their culture and country, no matter what they think of their society.

    Best Feature: The women really tell you what they think.

    El Narco- Ioan Grillo

    Many readers will have watched Netflix’s hit show Narcos, which shows the work of the DEA in Colombia and the life of Pablo Escobar. Grillo’s book is the real deal, chronicling the Mexican drug cartels that have gripped the beautiful Central American nature.

    There’s no glamourising money, cars and women here. It’s all gritty, the truth behind the devastation. Kidnappings, murders and tortures are aplenty. Friends turn on friends. Journalists are targeted. Innocent people are killed in the crossfire.

    Best Feature: Grillo lays out the strategies of successive Mexican and American governments regarding the War on Drugs.

    Our Bodies, Their Battlefield: What War Does to Women- Christina Lamb

    I’ve read a lot of books and watched a lot of documentaries about depressing issues, but this book is easily the most shocking and heartbreaking thing I’ve ever read.

    From the refugee camps in Syria to the survivors of Rwanda, we learn about the use of rape as a weapon of war and what it does to women. These women have been raped and tortured. Babies and elderly women aren’t exempt from brutality. Governments ignore it. Rapists get away with it. Families and communities shun victims.

    It’s extremely brutal and doesn’t pull punches when it describes what happens to these women, but there are moments of hope that shine through.

    Best Feature: It shows how war rape has been used for centuries and in every corner of the world

    Shake Hands With the Devil- Romeo Dallaire

    Up to one million people were killed in the space of a few months in three months in 1994 Rwanda. This book is written by Romeo Dallaire, leader of the United Nations Assistance Mission for Rwanda (UNAMIR). Dallaire had a front row seat to the slaughter, taking us from his early life in terror-ridden Quebec to his life after Rwanda.

    It makes one pretty angry- Dallaire desperately tried to get the UN to take notice of what was about to happen, but was ignored. People on the ground did nothing. Villagers slaughtered the people they lived with for years. Dallaire suffered from PTSD and attempted to take his life several times afterwards. It’s essential reading.

    Best Feature: It really portrays the absolute hell on earth that is the Rwandan Genocide

    First They Killed My Father- Loung Ung

    I’m pretty much a hard arse when it comes to movies, but the film of this book had me crying.

    Loung Ung was one of seven siblings in a prosperous, middle-class Phnom Penh. Her life turned upside down upon the arrival of the Khmer Rouge and rise of Pol Pot. Ung then lived through the unimaginable- the death of most of her family, living through forced labour and being a child soldier.

    It was a book that made me often wonder if I was actually reading a true story, for it felt like I was reading a fictional dystopia.

    Best Feature: Gives an inside view of one of the world’s most horrendous contemporary crimes

    Persepolis- Marjane Satrapi

    Unusual in that it’s a graphic novel, Persepolis is the true story of the Iranian-born Marjane Satrapi. Born into an intellectual, liberal Iranian family, Marjane Satrapi was young when the revolution happened. From the first time she was forced into a hijab, Satrapi hated the new regime. Her rebellious nature led her family to send her abroad out of fear she’d be executed.

    Satrapi contrasts her life in the West and in Iran. She talks about her family, what romance is like in the conservative regime and how she sneakily listened to American rock music.

    Best Feature: It’s a story of a fish out of water in a very real way

    Girl With a Gun- Diana Nammi and Karen Attwood

    Diana Nammi was only a teenager when she became part of the Peshmerga, part of Iranian Kurdistan. Nammi fought on the frontlines and in the process became one of Iran’s most wanted people. She saw death and survived it herself.

    Nammi now resides in the U.K., founded a charity for women and has been instrumental in the fight against child marriage. She had to move her for her own safety, but her love for her people is clear.

    Best Feature: Gives a great insight into Kurdish culture

    Without You, There is No Us- Suki Kim

    North Korea is the world’s most secretive country and in this book, Suki Kim infiltrated it. The journalist spent some time as a teacher for the elite’s sons. Her notes and documents had to be kept secret and her life was restrictive. Suki discusses how she became close to her initially unwilling students, where the two cultures learned about one another and how the prospect of watching Harry Potter thrilled them.

    It’s sweet but sad- these kids are just like us, yet live in a regime which doesn’t allow their full potential. On top of that, it’s a very personal look at North Korea instead of the outside analysis that is usually the only thing available.

    Best Feature: We get to know these teenage boys and their dreams.

    Nuclear Folly- Serhii Plokhy

    I’m cheating slightly here as a chunk of the book is set and about the US, but it gives equal treatment to Cuba and the Soviet Union. The year is 1962 and when recon planes catch sight of missile structures on Cuba, all hell breaks loose. We learn about the origins of the Cuban Missile Crisis, Castro’s desperate attempts to fight the US, Khrushchev’s role and how the Kennedy administration reacted.

    It’s pretty shocking to read how damn close the world came to nuclear war and how Robert McNamara (Secretary of Defense under Kennedy) only learned that the missiles were offensive and not just defensive thirty years later. Each of the three leaders had their own fate- Kennedy was assassinated a year later, Khrushchev was eventually pushed out for his role and Castro outlived them both by decades.

    Best Feature: Very intricate in details


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    What is the Point of the Turner Prize?

    Picture the scene. Strings of tattered bunting, the concrete shaft of a half-built pillar. At the centre of it all a pile of red and black folders, supplanted by a pair of flagpoles bearing faded Union Jacks. A length of striped tape lies beside them on the floor like the shed integument of a snake, and everywhere you look you see road barriers, twisted, contorted, lopsided. If it weren’t for the fact that the setting of the scene is Towner Eastbourne art gallery, you’d think a car had crashed through it. And you probably wouldn’t blame the driver.

    This isn’t the aftermath of a riot or the contents of a disorganised storage room. In fact it is Jesse Darling’s winning submission for the 2023 Turner Prize, one of the world’s most prestigious art awards. The prize was established to honour the ‘innovative and controversial’ works of J.M.W. Turner, although in the thirty-nine years since its inauguration, none of the winning submissions have evoked the sublime beauty of Turner’s paintings.

    There are no facts when it comes to art, only opinions. The judges, who lauded the exhibition for ‘unsettl[ing] perceived notions of labour, class, Britishness and power’, seem to have glimpsed something profound beyond the shallow display of metal and tape. Or they may simply have considered it the least worst submission in a shortlist which included some accomplished but otherwise unremarkable charcoal sketches, an oratorio about the COVID-19 pandemic and a few pipes.

    It may be that beauty lies in the eyes of the beholder. But there is a distinction to be made between works of art whose beauty is universally accepted, and those which fail to find acclaim beyond a small demographic of urban, middle-class bohemians. According to a YouGov poll, an unsurprising 97% of the British public consider the Mona Lisa to be a work of art. That figure drops to 78% for Picasso’s Guernica, 41% for Jackson Pollock’s Number 5, and just 12% for Tracey Emin’s My Bed. That 12% of society, however, represents those among us most likely to work in art galleries and institutions, and to hold the most latitudinarian definition of ‘art’.

    For ordinary people, the chief criterion for art is, and always has been, beauty. But like the other humanities, the 20th century saw the art world succumb to the nebulous web of ‘discourse’, with a corresponding shift away from aesthetic merits and towards political ends. Pieces like Marcel Duchamp’s Fountain – an upturned porcelain urinal – proved that works of art could shoot to fame precisely on account of their capacity to disturb and agitate audiences. As philosopher Roger Scruton described it, ‘According to many critics writing today a work of art justifies itself by announcing itself as a visitor from the future. The value of art is a shock value.’ The fact that shock, fear and revulsion create more powerful reactions than the sense of joy, calm or awe one feels when looking at a Rosetti or a Caravaggio is an unfortunate fact of human nature, and remains as true today as it did a hundred years ago. In much the same way that a news stories about declining global poverty rates or deaths from malaria will receive less attention than stories about melting ice caps or rising CO2 emissions, a truly beautiful artwork will receive less attention in the media than something which irks, irritates and offends. 

    In the opening chapter of The Picture of Dorian Gray, when Basil Hallward reveals the eponymous portrait to his friend Lord Henry, he confesses to feeling reservations about exhibiting the work despite it being, in Henry’s estimation, his masterpiece. ‘There is only one thing in life worse than being talked about,’ Lord Henry reprimands him, ‘and that is not being talked about.’ The sentiment is triply true in the age of social media. Indeed, the term ‘ragebait’ started appearing online in the months following Mark Leckey’s winning submission for the Turner Prize in 2008, an exhibition which featured a glow-in-the-dark stick figure and a naked mannequin on a toilet. Like Dorian Gray, the more the art world thirsts for attention, the more hideous the art itself will become.

    The quickest route to attention is politics. At the award ceremony for this year’s Turner Prize, Darling pulled from his pocket a Palestinian flag, ‘Because there’s a genocide going on and I wanted to say something about it on the BBC.’ In his acceptance speech, he lambasted the late Margaret Thatcher for ‘pav[ing] the way for the greatest trick the Tories ever played, which is to convince working people in Britain that studying, self expression and what the broadsheet supplements describe as “culture” is only for certain people in Britain from certain socio-economic backgrounds. I just want to say don’t buy in, it’s for everyone’. The irony is that all the money in the world wouldn’t fix the problems currently afflicting the art scene. If the custodians of modern art want to democratise their vocation, and make culture available to ordinary people, they should follow the example of Turner – and produce something worth looking at.


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    Ride (read) or Die: 2023 Book Report (Part III)

    Following on from last years experiment of attempting to read at least 10 pages of a book a day to increase my reading, I found it thoroughly enjoyable and wished to continue my reading journey in 2023. About halfway through last year, a friend of mine suggested to me that the 10 pages target could be detrimental to my overall reading, as it would encourage me to simply put the book down after just 10 pages (something I later realised it was doing). This year, I chose to do away with the 10 pages target and have decided to just make a pledge to read every day. In the first week of the year, I have already read considerably faster than last year, so I think perhaps my friend was on to something.

    I also realised, reading back on last years review scores, that I was a very generous reviewer. I think this was because I did not have enough experience to know what made a book good or bad. I hope that my reviews can be more reflective of the overall reading experience this year.

    Book 11: The 48 Laws of Power by Robert Greene

    Read from: 28/10/2023 to 28/11/2023

    Rating: 3/5

    I had seen this book pushed quite heavily online before by certain influencers and I was always curious to see what it was about. Robert Greene appears to have written a considerable number of these types of books, so I was very intrigued to know what the fuss was. I thought the book was fine but definitely lacking in some areas.

    The book is essentially a series of lessons regarding how to better navigate life in a more Machiavellian way to attain power. Some of the ideas put forward are genuinely very interesting, and it was nice to have certain topics explained a certain way. Other areas seemed a bit obvious and repetitive which was annoying whilst trying to get through the book.

    A lot of Greene’s rules essentially boil down to ‘don’t tell other people what you are up to’, which I suppose is a pretty good rule to follow if you are hunting power. But there are only so many times you can hear that ‘rule’ phrased differently before you start getting bored.

    Greene backs up his claims with a plethora of anecdotes which I mostly enjoyed. He fell into the same trap as before, however, in that a lot of the anecdotes start to blend into one after a while – especially after using the same anecdote repeatedly. If I never hear the name ‘Charles Talleyrand’ again it will still be too soon! I only become disillusioned with Greene’s anecdotes after he started discussing the English civil war – an area of his anecdotes I was much more versed in than revolutionary France or Renaissance Italy. He made some obvious oversimplifications which annoyed me and made me question the legitimacy of some of his other tales to back up his ideas. I don’t think that this invalidates what he was saying, I just wish he had left less up to speculation regarding whether or not he actually knew the history.

    Overall, a good book which I would still recommend. His insight is useful, and this would be a pretty good primer for Machiavellian style thinking. I would say, however, that you should stick to the audiobook over the actual paperback – it will make it easier to digest.

    Book 12: One Day in the Life of Ivan Denisovich by Aleksandr Solzhenitsyn

    Read from: 06/11/2023 to 09/11/2023

    Rating: 5/5

    I was strolling through Belfast on a trip there recently, when I picked up this book at a Waterstones for my flight home. Something short to keep me occupied and also increase my book tally on Goodreads before the end of the year. Sure enough, on my (very short) flight back to Newcastle the same day, I ploughed through about a third of it. I found it very difficult to put down and ignore, as I have my other books recently.

    As the title suggests, the book tells the story of one day in the life of Ivan Denisovich – a prisoner at a Soviet Gulag in the early 1950s. It takes you through his agonising routine right from the moment he wakes up to when he finally goes to sleep again. It details the way in which he navigates the trials and tribulations of life in the Siberian gulag he is currently imprisoned in, and the many interactions he has with the other prisoners. The book is too short to summarise without spoiling the whole thing, so I won’t do that. I would highly recommend that you take the time to just read it instead.

    There was something extremely biting about the way that this was written. The author, Solzhenitsyn, was a prisoner in a gulag for eight years, so he had a considerable amount of his own experience to draw from when writing this book. His main character, Ivan, is incredibly relatable and felt very human. Not necessarily a good or a bad person, just someone trying to survive and make the best out of a bad situation. Going so far as to describe his day as ‘a good one’ simply because he was able to get slightly more food after doing some favours for other inmates; routinely breaking minor rules to make his life easier, working cordially with his inmates, and doing everything possible to do as little work as possible for as much reward as he could.

    Every aspect of the story felt very believable and not exaggerated; I never felt as though I was having the wool pulled over my eyes by what is, essentially, a piece of anti-communist propaganda. He describes the guards as harsh but lazy, the other inmates are not depicted as saints, but as a wide array of people with different motives and agendas – a very real and convincing story.

    The book is very well written and was a genuinely fascinating insight into gulag life, an area which I have always been interested in but never researched much. It is a genuine ‘must-read’ for anyone interested in that aspect of Stalinist Russia and the early-cold-war Soviet system of punishment. It is also a delightfully short book and reads very easily. As I said before, I would thoroughly recommend reading this.

    Book 13: Star by Yukio Mishima

    Read from: 21/11/2023 to 22/11/2023

    Rating: 5/5

    I read two books by Yukio Mishima last year, and he is fast becoming one of my favourite authors. I was enticed to buy this book from the moment I saw it; a short story by Mishima is often a treat and I was not at all disappointed by this one.

    The story revolves around the main character Rikio, a young Japanese actor in the prime of his career, and his ugly assistant and lover Kayo. The story revolves around his struggle with fame and the fleeting nature of his career; it also spends a fair amount of time touching on the absurdity of the film industry in Japan in the 1960s and 70’s (something which Mishima was personally accustomed to) and how Rikio navigates it as best as he can.

    Due to the relatively short nature of the book, writing too long of a review would spoil it. However, I will say that I was absolutely entranced by Mishima’s style of writing and his amazing ability to describe some of the more vulgar elements of life (masturbation, sex, drug abuse, etc) in such a poetic and charming way. His powerful use of metaphor continues to amaze me with every book of his that I read. His characters feel painfully real, and his skill at describing scenes and people in such brevity are fantastic.

    I would recommend this book to anyone interested in getting into Mishima and Japanese fiction. I thoroughly enjoyed it.

    Book 14: The Call of Cthulhu by H.P. Lovecraft

    Read from: 23/11/2023 to 27/11/2023

    Rating: 5/5

    Much like many other ‘American Classics’, the Call of Cthulhu is one of those books which seems to have considerable prominence in online circles solely due to the fact that large amounts of American teenagers are forced to read it at High School. As I am not (and never have been) an American teenager, I have had very little exposure to Lovecraft’s short stories besides the occasional reference on television or through conversations with American’s online. I must say, however, I was thoroughly impressed by this book and Lovecraft’s writing style.

    The book is written from the perspective of a young man going through the notes of his dead relative, a university professor who seems to have stumbled on some kind of conspiracy regarding an ancient god-like figure, Cthulu, who drives people to madness. The story details, from the authors point of view, how he came to discover his uncle’s notes and the journey he went on to validate their authenticity. At the start of the book, he is quite the cynical sceptic; by the end of his journey, he is a terrified believer who wishes that his works are never found and is constantly paranoid that he will be murdered for what he has uncovered – that Cthulu is indeed real and that his very brief appearance made many ‘sensitive young men’ (artists, architects etc) all around the world go mad.

    I am not a fan of horror films; I find them quite unpleasant. However, I have thoroughly enjoyed reading horror. The writer has no opportunity to shoehorn in cheap ‘jump scares’ and low budget special effects. Horror fiction has to be well written and, instead of a brief thrill, creates a genuine sense of dread. I could feel my own arm hairs pricking up with goosebumps whilst reading it.

    I genuinely really enjoyed this book, and will be reading more of HP Lovecraft’s works in the future. A good read and a good introduction to his style of writing and short stories.

    Book 15: The Shadow Over Innsmouth by H.P. Lovecraft

    Read from: 27/11/2023 to 29/12/2023

    Rating: 5/5

    This was my final book of 2023 and was purchased alongside ‘The Call of Cthulhu’. I would have finished it much quicker if it weren’t for the many various Christmas festivities that fall at this time of year which has significantly impeded my reading progress.

    The book follows the story of a young student who is touring the old towns and villages of the New England coast during a gap year in his studies. During his travels, he comes across the town of Innsmouth whilst making his way to Arkham. The town is shunned by the locals of the surrounding villages and is falling into a very ruinous state. During his visit, he meets an old drunkard who explains to him that the town is infested with fish-people who worship ancient eldritch gods and sacrifice people to the sea.

    Due to its short length, to say any more about the plot would spoil it. However, I found the story very gripping and exceedingly exciting. I felt genuinely frightened during much of the latter half of the book and thoroughly enjoyed the way the town and its people were portrayed. Lovecraft does an excellent job at thrilling the reader and the book is worthy of the praise it receives.

    I would recommend this book to anyone interested in classic American fiction or someone interested in the works of Lovecraft specially. However, I would say that it would probably be better to read ‘The Call of Cthulhu’ first, as this book is referenced quite heavily near the middle and end of Shadow over Innsmouth.


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    Ride (read) or Die: 2023 Book Report (Part II)

    Following on from last years experiment of attempting to read at least 10 pages of a book a day to increase my reading, I found it thoroughly enjoyable and wished to continue my reading journey in 2023. About halfway through last year, a friend of mine suggested to me that the 10 pages target could be detrimental to my overall reading, as it would encourage me to simply put the book down after just 10 pages (something I later realised it was doing). This year, I chose to do away with the 10 pages target and have decided to just make a pledge to read every day. In the first week of the year, I have already read considerably faster than last year, so I think perhaps my friend was on to something.

    I also realised, reading back on last years review scores, that I was a very generous reviewer. I think this was because I did not have enough experience to know what made a book good or bad. I hope that my reviews can be more reflective of the overall reading experience this year.

    Book 6: Memoirs of a Kamikaze by Kazuo Odachi

    Read from: 20/02/2023 to 23/04/2023

    Rating: 5/5

    I only came upon this book by accident whilst watching a video essay about Kamikaze pilots during the second world war. It was used as source material for the video, and was referenced frequently throughout. The gripping title alone was enough to get me interested in the story, and at the time I was in a bit of a frenzy of purchasing Japanese authored books (this can be seen in the chunk of Japanese books I reviews last year). Certain to say, I was amazed at the quality of this book, and the incredibly interesting story that it told.

    The book was written by Kazuo Odachi, a now 96-year-old former Japanese fighter pilot who, after almost 70 years of silence on the matter, decided to tell his story in becoming a Kamikaze. The book details his childhood, and how growing up in a rural area of Japan meant that his main amusement was laying in tall grasses watching pilots train at the local aerodrome. At this age he would also discover the Japanese martial art of Keno, something which he talks about at great length in the latter half of the book, and clearly has had a huge impact of him. When the war began, he was still only a boy, and so he was only able to join up quite close to the end of the war. A very gifted young man, he was selected to become a fighter pilot, and would spend considerably time in the pacific engaged in various fighting missions.

    Kazuo explains how, as the war began to turn against Japan, he – along with many of his friends – were forced to volunteer to become kamikaze pilots. He explains in painful detail the events which unfolded around them, and how they were powerless to decline the request to engage in suicide missions. Much mystery surrounds the motivations of Kamnikaze pilots, but Kazuo repeatedly states that no one actually wanted to be made to do it, but felt that it was the right course of action to preserve Japan and keep the country safe. He reflects on this a lot in the later half of this book, and states repeatedly that he lives his life to the fullest in honour of the men who gave their lives before him. Flying 8 unsuccessful Kamikaze missions (more common then you would think), Kazuo also goes over how lucky he feels to be alive and how easily it could have been him dead instead.

    The second half of the book covers his life post-war, his time as a policeman and dealing with Tokyo’s criminal gangs. He also talks in great depth of his love of Kendo, and how he still continues to practice the martial art, even in his advanced old age.

    I really enjoyed this book, it gave a very insightful view into a point in history which is cloaked in misinformation and ignorance of understanding. Kazuo eloquently and expertly paints a vivid picture of his experiences, and does not shy away from his more controversial opinions on the events that unfolded in his time before, during, and after the war.

    I would thoroughly recommend this book to anyone interested in the history of Japan, the second world war, and especially anyone who wishes to know more about the motivations and feelings of the young boys sent off to die in Kamikaze missions. I would posit that it is also helpful in understanding the mindset of those people who commit contemporary suicide attacks today. An excellent read!

    Book 7: Macbeth by William Shakespeare

    Read from: 23/04/2023 to 04/05/2023

    Rating: 4/5

    I found this book at the bottom of my brother’s old school bag whilst we were cleaning out the attic, safe to say it had been left there for quite a long time, probably around 5 years at this point. I am remarkably pleased that I came upon this old schoolroom copy because it came with a handy study/reading guide alongside it which added more historical and literary context to what was being said. I am glad for this because, as I am sure you can understand, a lot of what Shakespeare writes is not always easy to decipher given the differences between contemporary modern English and Tudor English – lots of ‘thys’, ‘thous’, and ‘thees’ can get a bit tedious after a while. If you’re going to try and read this, and you aren’t fluent in Tudor English, I would recommend finding a copy that comes with a study guide.

    A thrilling tale with many twists and turns, Macbeth showcases Shakespeare’s ability to subvert the expectations of the reader (or viewer, as this is supposed to be a theatrical performance, not really a novel). The tale of Macbeth is based in medieval Scotland, and follows the titular Macbeth and his wife, as he navigates his options after being promised that he, but not his children, would become King of Scotland by three witches. Driven mad by their prediction, Macbeth’s attempts to secure Kingship and then ensure that his hypothetical children do proceed to be monarchs themselves, have tragic results. In a futile attempt to both secure and then change his own destiny, he betrays himself and everyone around him.

    I wont spoil any major details of the story, at the very least because you were probably taught them at school at one point or another. I would instead like to talk briefly about the importance of this book for the English literary tradition and culture which it represents. Indeed, we often take for granted just how much of our contemporary understanding of ‘what makes a good plotline’ comes from Shakespeare and his influences at the time. The mans work stands high above contemporary work of its time, and it would be easy to forget just how ahead of his time he really was. His work stands as a testament to his genius, and to this day still casts a large shadow over what we consider a good or bad story. This is remarkably impressive for a man who lived a half a millennia ago.

    Reading Macbeth, much like reading any of Shakespeare is a lot like learning Latin. You might not enjoy it; it’s very confusing; and a lot of the time you are left wondering what in the world anyone is talking about; but at the very least, it can give you a good and grounded understanding of the history of your own language, where certain tropes come from, and how you could use them yourself more often in your own speech.

    Overall, I would recommend this book. I am disappointed that I never got to study it at school, and I am glad that I have been able to read it now instead.

    Book 8: The History of the Spurn Point Lighthouses by G de Boer

    Read from: 04/05/2023 to 18/05/2023

    Rating: 4/5

    I appreciate just how incredibly niche and uninteresting this book must seem to the average reader. I would argue that it is even less relevant than the ‘Trans-Siberian Rail Guide’ book which I read and reviewed last year (which was written to give directions to western travellers boarding the now obsolete Soviet railway system). However, as someone who actually lives very close to Spurn Point with a keen interest in lighthouses (yes, I am that boring) I found it quite an interesting read.

    The book, as the title suggests, details the history of the various lighthouse projects which took place on the Spurn Point (for those who don’t know, this is a large sand bank at the mouth of the Humber estuary) from the early 1600’s to the 1960’s (when the book was written).

    I completely understand why this seems uninteresting at first glance; but the book, almost accidentally, ends up discussing more about the complex social and legal situations in place in Britain in the 17th, 18th, and 19th centuries than it does about the lighthouses themselves.

    The book details the true stories of the various warring factions in British maritime trade politics: the three Trinity House guilds (London, Hull, and Newcastle); sea captains; wealthy merchants; land developers; fleets of solicitors; ambitious venture capitalists; the fading aristocracy; parliamentary meddlers; and even the King of England (not to forget Cromwell of course). It provides a genuinely interesting insight into all of these interest groups and their constant struggle for control over the land and waterways of England, framed nicely around the construction of a highly controversial lighthouse in a rather uncontroversial part of Britain.

    Perhaps you aren’t particularly interested in the history of lighthouses on Spurn Point, but if you would like to learn a little bit more about the seemingly ridiculous and overcomplicated nature of competing factions in Britain from the 1600s onwards, I would sincerely recommend this book. It’s short, it refuses to ramble on endlessly, and it has some genuinely amusing moments tucked away inside.

    Book 9: Dune (Dune #1) by Frank Herbert

    Read from: 18/05/2023 to 22/06/2023

    Rating: 5/5

    A couple of years ago my dad mentioned that he was really excited to see the new Dune film that was coming out… I was amazed by this statement – my father has never expressed any interest in any film made after 1990, and I was absolutely shocked to see him genuinely excited about a new film. After a bit of prodding, I discovered that the Dune series were his favourite books, and that he still had all his original copies stuffed away in the loft somewhere. Intrigued by this revelation, I watched the Dune film when it came out, and also thoroughly enjoyed it.

    A few months later, after seeing how much I had enjoyed the film, I was bought a copy by a friend, and it had been sitting on the shelf at home ever since. I have an immediate disgust reaction to long books, they remind me too much of the musty yellow paged old tomes on my grandmas book case which I was forced to read as a child to ‘practice my grammar’. Perpetually worried that, once I started reading it, it would take me months to complete, I was overjoyed when I found myself unable to put the book down. It was a thoroughly brilliant read, and I cannot recommend it enough.

    The book is set in the very distant future, where man has conquered much of the known universe, and a neo-feudal system has been established to govern it. Computers which mimic humans (referred to as ‘thinking machines’) have been completely abolished, and humanity relies heavily on a drug-like substance known as ‘spice melange’ to achieve a heightened state of clairvoyance to navigate the stars. Three main power structures exist in the setting: The Emperor (an all powerful ruler), The Lansraad (a group of all the noble houses), and The Spacing Guild (an organisation of space navigators). They control shares in the ‘CHOAM Company’ which is the main source of the ‘spice’ which can only be found on the desert planet Arrakis.

    Duke Leto Atreides is forced by the emperor to govern Arrakis and take it out of the control of his bitter rival, Baron Harkonen. After arriving, it becomes clear that he has been put into a trap, and the forces of the Harkonens are very much still in place on the planet. Leto’s son, Paul, must work with the planet’s natives, the Fremen, to defeat the Harkonens and secure the future of his noble house.

    I could write pages and pages more about this story, but I have no intention of spoiling the plot for you. This book is fantastic and had me totally gripped by it for the month I was reading it. It lives up to the hype and is absolutely fantastic, definitely one worth reading.

    Book 10: How to be a Conservative by Sir Roger Scruton

    Read from: 23/06/2023 to 31/12/2023

    Rating: 3/5

    If you truly enjoy political theory and are interested in learning about small-c conservatism, I would recommend the book. Scruton clearly and (somewhat) briefly lays out the case for it here. He uses it to discuss the truths in Socialism, Capitalism, and conservatism – which he seems to perceive as a middle ground between the two.

    This book took me almost 6 months to read because large sections of it are painfully boring. I was devastated by how much of a slog fest this piece has been to get through. After finding myself unable to pick this book up, I let myself slide and just started reading the other books in my collection at the same time instead – something I have never done before.

    I had the same reaction reading Marx and other political theory books last year and in the past. I just couldn’t bring myself to carry on. I find the subject extremely boring. I think my personal issue lies in the fact that these types of work are by no means fictitious but are also not truly non-fiction. Theory seems to lie in a cursed middle ground of quasi-non-fiction which I just don’t care for.

    Some aspects of the book are genuinely very interesting – Scruton discusses his time in Communist Czechoslovakia before the collapse of the USSR dodging the StB secret police and giving lecturers to disenfranchised ‘pro-democracy’ students in attics; which was an insightful moment. He talks a lot about the importance of good aesthetics and beauty in public life, which was a refreshing chapter to read through. Unfortunately, the rest of the book comes across as a bit of a snooze-fest. He himself admits that it is difficult to make conservatism sexy, and this book is certainly a confirmation of that.

    As stated at the beginning, I would recommend the book if you are genuinely passionate about political theory. Otherwise, it might be best to give it a miss. A friend of mine joked with my whilst I was reading it that “It’s a great book to quote from, not one to actually read”, and I think he is more or less correct about this.

    This is the second installment in a three-part series. Follow The Mallard for part three!


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    Ride (read) or Die: 2023 Book Report (Part I)

    Following on from last year’s experiment of attempting to read at least 10 pages of a book a day to increase my reading, I found it thoroughly enjoyable and wished to continue my reading journey in 2023. About halfway through last year, a friend of mine suggested to me that the 10 pages target could be detrimental to my overall reading, as it would encourage me to simply put the book down after just 10 pages (something I later realised it was doing). This year, I chose to do away with the 10 pages target and have decided to just make a pledge to read every day. In the first week of the year, I have already read considerably faster than last year, so I think perhaps my friend was on to something.

    I also realised, reading back on last years review scores, that I was a very generous reviewer. I think this was because I did not have enough experience to know what made a book good or bad. I hope that my reviews can be more reflective of the overall reading experience this year.

    Book 1: Brave New World by Aldous Huxley

    Read from: 01/01/2023 to 08/01/2023

    Rating: 4/5

    When I was about 12 years old, I read 1984. Perhaps a bit too young to fully grasp the meaning of the book, I was still obsessed by it. I fell in love the ‘alternative history’ genre, which is why I am so surprised that I did not read this book sooner. Aldous Huxley’s ‘Brave New World’ gave me a great deal of nostalgia for my younger reading days. It brought back that same feeling of intrigue and dread which I had felt whilst reading Orwell’s work.

    The book is set in the distant future, about 600 years after Henry Ford developed the assembly line and mass production. Ford is revered as a sort of semi-deity amongst the population, who regularly use his name instead of ‘God’. A society which praises stability and predictability above all else, no one knows of passion or love, no one is born naturally (instead being birthed through artificial methods), and a rigorous caste system is enforced by making some people stupid, and some people clever during the artificial birth process – alphas sit at the top, and epsilons at the very bottom. Children are ‘conditioned’ to be extremely comfortable with the roles they have been given in life, and to actively avoid intermingling and seeking activities the controllers of the world deem wrong. Sex is easily acquired, and children are encouraged to engage in ‘erotic activities’ with each other from a very early age. People live shorter but considerably happier lives with little to no unpleasant experiences, and regularly take ‘soma’, a near perfect drug with no hangover or negative side effects.

    One of the main characters of the book, Bernard Marx, is a misfit. A designated Alpha, he is considerably shorter than his peers, and has been marked out because of this (as shortness is linked to being a member of a lower caste). He doesn’t understand why he is unhappy with the system around him, but he feels uneasy about it. For example, he has a strong attraction to another alpha, Lenina Crowne, but doesn’t understand why. He is skirting along the fringes of ideas like monogamy and chastity but can’t quite explain why he would want this.

    Bernard takes Lenina to a ‘Savage Reserve’ (an area designated as not worth developing), and accidentally meets with a man called John who, through no fault of his own, has been stuck on this savage reservation, with the actual savages, since birth. Bernard takes the savage back to civilisation to attempt to learn more from him and his strange ideas about love, modesty, romance, and passion.

    I really enjoyed the literary devices employed by Huxley in the book. His writing style is straight forward and relatively easy to follow. Sometimes it felt a bit too straight forward, however, with only one predictable twist and an ending which felt a bit flat and unexciting. Still, however, it was a pleasant read which conveyed the stories message (that a world free from want and sacrifice is not necessarily a good one) in a way that was subtle and very interesting. Overall, a book that I would thoroughly recommend.

    Book 2: Storm of Steel by Ernst Junger

    Read from: 08/01/2023 to 14/02/2023

    Rating: 5/5

    This book was given to me by a very good friend. He had, by some miracle, found this 1941 copy in a second-hand bookshop. Knowing that I was desperate to get my hands on an original translation copy of Storm of Steel before I had sullied myself by reading a more contemporary translation, he bought it for me to read.

    What a superb book. What a fascinating read. Ernst Junger takes us on an incredible journey through his experiences in the first world war as a young officer in the German army with immense attention to detail and a spectacular writing ability. Alongside his more general accounts of the fighting, Ernst interweaves his own thoughts on the state of warfare, the reasoning behind conflict, and the virtue in soldiering. Ernst does not shy away from declaring that taking part in the first world war was one of the most foundational and important experiences of his life. He seems to have genuinely enjoyed his time as a soldier and was sincerely disappointed at Germany’s surrender. His rationale behind these beliefs are interesting, and he goes in to great detail to explain his personal philosophy around conflict, and why he believes that soldiering is inherently a good thing.

    Not only does Ernst make haste to convince you of the benefits of being a soldier, but he also goes into detail to describe what makes a good person, or more specifically, a good man. Ernst talks a lot of honour, courage, and honesty in his writing. He speaks of his enemies, the English and French, in high esteem, and tells the reader that he tried to keep his own men in good standards. He discusses the importance of valour and of dying with courage (he himself never surrendered and was wounded multiple times). His philosophy on this is very interesting and has been a very jarring counter to the mainstream ‘war is bad’ angle that is taken by other accounts of World War One.

    The general structure of the book is good. Ernst tries to remain as consistent as possible with his timing and pacing. However, due to the nature of a book about a war, it is not always possible to keep pacing at a consistent rate. This is understandable and does not detract from the book. Just be aware that there are moments when nothing is happening which are suddenly punctuated by moments in which everything seems to be happening.

    I would thoroughly recommend this book to anyone interested in the first world war. It has been an exciting and amazing read which has proven to be a favourite of the year so far. Thank you again to my friend Andrew for buying it for me, I appreciate it very much.

    Book 3: The Metamorphosis by Franz Kafka

    Read from: 14/02/2023 to 19/02/2023

    Rating: 3/5

    I only know about this book from various niche references and jokes on twitter. I assume this is one of those books that is compulsory for American High School students to read (as they seem to be the type most frequently discussing it online and in the review sections). The concept of the story interested me – a man becoming a bug, how absurd? But I really had no bias going into this book. I normally understand at least a little bit about the books I am reading before I read them, but I had absolutely no clue what I was getting into when I read this.

    Kafka is known for his absurdist and transformative pieces of work, and I can understand why this short story has become his most famous. The book focusses on the story of Gregor Samsa, a travelling salesman who wakes up one morning to discover he has transformed into a giant bug. You would assume at this point that more context would be given, but no. Kafka doesn’t supply us with anything else – only the knowledge that Gregor is now a bug and must live as a bug. Being the sole breadwinner for his parents and sister, his metamorphosis causes immediate problems for all of them, and forces his relatives to actually go out and find work in order to support themselves for a change. All while this is happening, Gregor is stuck at home and simply crawls around, as a bug would. Gregor becomes completely dehumanised whilst his family struggle and cope with their new situation, eventually not even being referred to as ‘Gregor’ but simply as a monster.

    The book’s theme is heavily centred on the idea of dehumanisation and alienation. Gregor is beloved and revered by his parents and sister because he earns a very good salary and keeps them well. As soon as he is no longer able to do that (Kafka using the transformation into a bug as a metaphor for ‘becoming useless’) his family still care for him but grow to despise him as they are forced to take up all of the work that he once did to support them. His family, however, do become stronger without him. Suddenly forced into the ‘real world’ again matures them all. His father takes up a respectable job and literally becomes stronger and healthier. His sister matures and develops into a ‘full woman’, and his mother is able to cope with the grief and stress of life at home again in a less pathetic way. Overall, the experience is not entirely bad for the family. Kafka is using this to reflect how dependence can make a person weak, and having the rug finally pulled from under them can improve their lot.

    The book is extremely short and can be read in a few hours if you were really desperate to finish it. Kafka is know for his novellas and short stories, and this is no exception. Overall I liked the book but I felt no great connection to it. It was ‘fine’. I often found myself bored by it and couldn’t be bothered to continue reading. Kafka’s writing style is not my favourite in this piece of work. Overall I would recommend it (especially if you want to get the kudos for reading a classic novella in a short amount of time), but I would say that you shouldn’t expect something breath-taking, its an alright book. I hope the next few short stories I read of his are a bit more engaging.

    Book 4: In the Penal Colony by Franz Kafka

    Read from: 19/02/2023 to 19/02/2023

    Rating: 4/5

    I only own this book because my copy of ‘The Metamorphosis’ came with it as well (along with ‘The Judgement). Kafka’s stories are very short, so it makes sense that they would bundle them all together like this, and I am glad that I can get a few different stories all together in one book.

    This story is a very narrow one. A nameless visitor to a nameless penal colony is being shown around a piece of equipment by a nameless officer whilst a nameless soldier and a nameless condemned man watch on. The officer goes on to explain that this piece of equipment is a torture and execution device which was created by the penal colony’s previous commandant who is now dead. The officer laments the condition of the machine and says that executions have become very unpopular after the commandant’s death, and he is the sole advocate for it now (with promises that a silent majority still agrees with him).

    The officer is desperately excited to explain how the machine works in excruciating detail. He is extremely persistent in explaining to the visitor why it is so important and why it is an effective method of punishment.

    The overall meaning of this book is difficult to grasp specifically, but can be read in different ways. It can be potentially read as a critique of totalitarianism, with the officer taking the law into his own hands and becoming a tyrant. The book can also be read as an analogy to the Old and New Testament (the old commandant being an analogy for God in the Old Testament and the new commandant being an analogy for God in the New Testament). Another common reading of the book is that it is a critique of carrying out acts which no longer have meaning or relevance to the bitter end – few people like the machine, so why does the officer continue to use it?

    This book is very short and can be comfortably read in a day. I preferred this book to The Metamorphosis. I am not sure why, I just felt more inclined to want to read it. The flow of the story is more readable, and I found the characters and their plots more engaging, hence the 4 out of 5 star rating instead of a 3. If you’re looking for a short classic, I would recommend it.

    Book 5: The Judgement: A Story for F. by Franz Kafka

    Read from: 19/02/2023 to 20/02/2023

    Rating: 4/5

    Much like the previous book, I only read this because it was at the back of my copy of ‘The Metamorphosis’. This is a very short story, the shortest of the three that I have read so far. Owing to that, please don’t expect a long review as there is not a great deal to talk about.

    The book is very narrow and focusses on only two main characters, a son and his father. The son is in the process of inviting his friend, who lives in Russia, to attend his wedding. His father, who is clearly senile and afraid of being forgotten by his son, has a very strange reaction to this – initially claiming he doesn’t know the Russian friend, before finally admitting that he does know him and then claiming that he, in fact, is a far better friend to the Russian than his son is.

    It is difficult for me to explain this book more fully without giving too much away, as it is such a short story. But I do find it very odd. Kafka’s style of writing and his general themes continue to boggle and confuse me, but I am glad for this – it is quite refreshing to read things which are so absurd and strange.

    The more I read his work, the more I become interested in Kafka. When I first started reading him, I was quite put off. I found his style very rough and difficult to ease in to. But, after getting more acquainted with his work, I’m actually starting to enjoy the lunacy. I have a much better grasp on what ‘Kafkaesque’ means now, and I would be more than happy to read more of his work in the future.

    Overall, a good book which can be read in less than an hour. If you were interested in getting into Kafka, this is a good one to start with given its shortness. After doing some research, I also discovered that Kafka himself thought that this was one of his best pieces of work – yet another reason to read this if you wanted to ‘get into’ Kafka.

    This is the first installment in a three-part series. Follow The Mallard for part two!


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    Charles’ Personal Rule: A Stable or Tyrannised England?

    Within discussions of England’s political history, the most famous moments are known and widely discussed – the Magna Carta of 1215, and the Cromwell Protectorate of the 1650s spring immediately to mind. However, the renewal of an almost-mediaeval style of monarchical absolutism, in the 1630s, has proven both overlooked and underappreciated as a period of historical interest. Indeed, Charles I’s rule without Parliament has faced an identity crisis amongst more recent historians – was it a period of stability or tyranny for the English people?

    If we are to consider the Personal Rule as a period in enough depth, the years leading up to the dissolution of Charles’ Third Parliament (in 1629) must first be understood. Succeeding his father James I in 1625, Charles’ personal style and vision of monarchy would prove to be incompatible with the expectations of his Parliaments. Having enjoyed a strained but respectful relationship with James, MPs would come to question Charles’ authority and choice of advisors in the coming years. Indeed, it was Charles’ stubborn adherence to the Divine Right of King’s doctrine, writing once that “Princes are not bound to give account of their actions but to God alone”, that meant that he believed compromise to be defeat, and any pushback against him to be a sign of disloyalty.

    Constitutional tensions between King and Parliament proved the most contentious of all issues, especially regarding the King’s role in taxation. At war with Spain between 1625 – 1630 (and having just dissolved the 1626 Parliament), Charles was lacking in funds. Thus, he turned to non-parliamentary forms of revenue, notably the Forced Loan (1627) – declaring a ‘national emergency’, Charles demanded that his subjects all make a gift of money to the Crown. Whilst theoretically optional, those who refused to pay were often imprisoned; a notable example would be the Five Knights’ Case, in which five knights were imprisoned for refusing to pay (with the court ruling in Charles’ favour). This would eventually culminate in Charles’ signing of the Petition of Right (1628), which protected the people from non-Parliamentary taxation, as well as other controversial powers that Charles chose to exercise, such as arrest without charge, martial law, and the billeting of troops.

    The role played by George Villiers, the Duke of Buckingham, was also another major factor that contributed to Charles’ eventual dissolution of Parliaments in 1629. Having dominated the court of Charles’ father, Buckingham came to enjoy a similar level of unrivalled influence over Charles as his de facto Foreign Minister. It was, however, in his position as Lord High Admiral, that he further worsened Charles’ already-negative view of Parliament. Responsible for both major foreign policy disasters of Charles’ early reign (Cadiz in 1625, and La Rochelle in 1627, both of which achieved nothing and killed 5 to 10,000 men), he was deemed by the MP Edward Coke to be “the cause of all our miseries”. The duke’s influence over Charles’ religious views also proved highly controversial – at a time when anti-Calvinism was rising, with critics such as Richard Montague and his pamphlets, Buckingham encouraged the King to continue his support of the leading anti-Calvinist of the time, William Laud, at the York House Conference in 1626.

    Heavily dependent on the counsel of Villiers until his assassination in 1628, it was in fact, Parliament’s threat to impeach the Duke, that encouraged Charles to agree to the Petition of Right. Fundamentally, Buckingham’s poor decision-making, in the end, meant serious criticism from MPs, and a King who believed this criticism to be Parliament overstepping the mark and questioning his choice of personnel.

    Fundamentally by 1629, Charles viewed Parliament as a method of restricting his God-given powers, one that had attacked his decisions, provided him with essentially no subsidies, and forced him to accept the Petition of Right. Writing years later in 1635, the King claimed that he would do “anything to avoid having another Parliament”. Amongst historians, the significance of this final dissolution is fiercely debated: some, such as Angela Anderson, don’t see the move as unusual; there were 7 years for example, between two of James’ Parliaments, 1614 and 1621 – at this point in English history, “Parliaments were not an essential part of daily government”. On the other hand, figures like Jonathan Scott viewed the principle of governing without Parliament officially as new – indeed, the decision was made official by a royal proclamation.

    Now free of Parliamentary constraints, the first major issue Charles faced was his lack of funds. Lacking the usual taxation method and in desperate need of upgrading the English navy, the King revived ancient taxes and levies, the most notable being Ship Money. Originally a tax levied on coastal towns during wartime (to fund the building of fleets), Charles extended it to inland counties in 1635 and made it an annual tax in 1636. This inclusion of inland towns was construed as a new tax without parliamentary authorisation. For the nobility, Charles revived the Forest Laws (demanding landowners produce the deeds to their lands), as well as fines for breaching building regulations.

    The public response to these new fiscal expedients was one of broad annoyance, but general compliance. Indeed, between 1634 and 1638, 90% of the expected Ship Money revenue was collected, providing the King with over £1m in annual revenue by 1637. Despite this, the Earl of Warwick questioned its legality, and the clerical leadership referred to all of Charles’ tactics as “cruel, unjust and tyrannical taxes upon his subjects”.However, the most notable case of opposition to Ship Money was the John Hampden case in 1637. A gentleman who refused to pay, Hampden argued that England wasn’t at war and that Ship Money writs gave subjects seven months to pay, enough time for Charles to call a new Parliament. Despite the Crown winning the case, it inspired greater widespread opposition to Ship Money, such as the 1639-40 ‘tax revolt’, involving non-cooperation from both citizens and tax officials. Opposing this view, however, stands Sharpe, who claimed that “before 1637, there is little evidence at least, that its [Ship Money’s] legality was widely questioned, and some suggestion that it was becoming more accepted”.

    In terms of his religious views, both personally and his wider visions for the country, Charles had been an open supporter of Arminianism from as early as the mid-1620s – a movement within Protestantism that staunchly rejected the Calvinist teaching of predestination. As a result, the sweeping changes to English worship and Church government that the Personal Rule would oversee were unsurprisingly extremely controversial amongst his Calvinist subjects, in all areas of the kingdom. In considering Charles’ religious aims and their consequences, we must focus on the impact of one man, in particular, William Laud. Having given a sermon at the opening of Charles’ first Parliament in 1625, Laud spent the next near-decade climbing the ranks of the ecclesiastical ladder; he was made Bishop of Bath and Wells in 1626, of London in 1629, and eventually Archbishop of Canterbury in 1633. Now 60 years old, Laud was unwilling to compromise any of his planned reforms to the Church.

    The overarching theme of Laudian reforms was ‘the Beauty of Holiness’, which had the aim of making churches beautiful and almost lavish places of worship (Calvinist churches, by contrast, were mostly plain, to not detract from worship). This was achieved through the restoration of stained-glass windows, statues, and carvings. Additionally, railings were added around altars, and priests began wearing vestments and bowing at the name of Jesus. However, the most controversial change to the church interior proved to be the communion table, which was moved from the middle of the room to by the wall at the East end, which was “seen to be utterly offensive by most English Protestants as, along with Laudian ceremonialism generally, it represented a substantial step towards Catholicism. The whole programme was seen as a popish plot”. 

    Under Laud, the power and influence wielded by the Church also increased significantly – a clear example would be the fact that Church courts were granted greater autonomy. Additionally, Church leaders became evermore present as ministers and officials within Charles’ government, with the Bishop of London, William Juxon, appointed as Lord Treasurer and First Lord of the Admiralty in 1636. Additionally, despite already having the full backing of the Crown, Laud was not one to accept dissent or criticism and, although the severity of his actions has been exaggerated by recent historians, they can be identified as being ruthless at times. The clearest example would be the torture and imprisonment of his most vocal critics in 1637: the religious radicals William Prynne, Henry Burton and John Bastwick.

    However successful Laudian reforms may have been in England (and that statement is very much debatable), Laud’s attempt to enforce uniformity on the Church of Scotland in the latter half of the 1630s would see the emergence of a united Scottish opposition against Charles, and eventually armed conflict with the King, in the form of the Bishops’ Wars (1639 and 1640). This road to war was sparked by Charles’ introduction of a new Prayer Book in 1637, aimed at making English and Scottish religious practices more similar – this would prove beyond disastrous. Riots broke out across Edinburgh, the most notable being in St Giles’ Cathedral (where the bishop had to protect himself by pointing loaded pistols at the furious congregation. This displeasure culminated in the National Covenant in 1638 – a declaration of allegiance which bound together Scottish nationalism with the Calvinist faith.

    Attempting to draw conclusions about Laudian religious reforms very many hinges on the fact that, in terms of his and Charles’ objectives, they very much overhauled the Calvinist systems of worship, the role of priests, and Church government, and the physical appearance of churches. The response from the public, however, ranging from silent resentment to full-scale war, displays how damaging these reforms were to Charles’ relationship with his subjects – coupled with the influence wielded by his wife Henrietta Maria, public fears about Catholicism very much damaged Charles’ image, and meant religion during the Personal Rule was arguably the most intense issue of the period. In judging Laud in the modern-day, the historical debate has been split: certain historians focus on his radical uprooting of the established system, with Patrick Collinson suggesting the Archbishop to have been “the greatest calamity ever visited upon by the Church of England”, whereas others view Laud and Charles as pursuing the entirely reasonable, a more orderly and uniform church.

    Much like how the Personal Rule’s religious direction was very much defined by one individual, so was its political one, by Thomas Wentworth, later known as the Earl of Strafford. Serving as the Lord Deputy of Ireland from 1632 to 1640, he set out with the aims of ‘civilising’ the Irish population, increasing revenue for the Crown, and challenging Irish titles to land – all under the umbrella term of ‘Thorough’, which aspired to concentrate power, crackdown on oppositions figures, and essentially preserve the absolutist nature of Charles’ rule during the 1630s.

    Regarding Wentworth’s aims toward Irish Catholics, Ian Gentles’ 2007 work The English Revolution and the Wars in the Three Kingdoms argues the friendships Wentworth maintained with Laud and also with John Bramhall, the Bishop of Derry, “were a sign of his determination to Protestantize and Anglicize Ireland”.Devoted to a Catholic crackdown as soon as he reached the shores, Wentworth would subsequently refuse to recognise the legitimacy of Catholic officeholders in 1634, and managed to reduce Catholic representation in Ireland’s Parliament, by a third between 1634 and 1640 – this, at a time where Catholics made up 90% of the country’s population. An even clearer indication of Wentworth’s hostility to Catholicism was his aggressive policy of land confiscation. Challenging Catholic property rights in Galway, Kilkenny and other counties, Wentworth would bully juries into returning a King-favourable verdict, and even those Catholics who were granted their land back (albeit only three-quarters), were now required to make regular payments to the Crown. Wentworth’s enforcing of Charles’ religious priorities was further evidenced by his reaction to those in Ireland who signed the National Covenant. The accused were hauled before the Court of Castle Chamber (Ireland’s equivalent to the Star Chamber) and forced to renounce ‘their abominable Covenant’ as ‘seditious and traitorous’. 

    Seemingly in keeping with figures from the Personal Rule, Wentworth was notably tyrannical in his governing style. Sir Piers Crosby and Lord Esmonde were convicted by the Court of Castle Chamber for libel for accusing Wentworth of being involved in the death of Esmond’s relative, and Lord Valentina was sentenced to death for “mutiny” – in fact, he’d merely insulted the Earl.

    In considering Wentworth as a political figure, it is very easy to view him as merely another tyrannical brute, carrying out the orders of his King. Indeed, his time as Charles’ personal advisor (1639 onwards) certainly supports this view: he once told Charles that he was “loose and absolved from all rules of government” and was quick to advocate war with the Scots. However, Wentworth also saw great successes during his time in Ireland; he raised Crown revenue substantially by taking back Church lands and purged the Irish Sea of pirates. Fundamentally, by the time of his execution in May 1641, Wentworth possessed a reputation amongst Parliamentarians very much like that of the Duke of Buckingham; both men came to wield tremendous influence over Charles, as well as great offices and positions.

    In the areas considered thus far, it appears opposition to the Personal Rule to have been a rare occurrence, especially in any organised or effective form. Indeed, Durston claims the decade of the 1630s to have seen “few overt signs of domestic conflict or crisis”, viewing the period as altogether stable and prosperous. However, whilst certainly limited, the small amount of resistance can be viewed as representing a far more widespread feeling of resentment amongst the English populace. Whilst many actions received little pushback from the masses, the gentry, much of whom were becoming increasingly disaffected with the Personal Rule’s direction, gathered in opposition.  Most notably, John Pym, the Earl of Warwick, and other figures, collaborated with the Scots to launch a dissident propaganda campaign criticising the King, as well as encouraging local opposition (which saw some success, such as the mobilisation of the Yorkshire militia). Charles’ effective use of the Star Chamber, however, ensured opponents were swiftly dealt with, usually those who presented vocal opposition to royal decisions.

    The historiographical debate surrounding the Personal Rule, and the Caroline Era more broadly, was and continues to be dominated by Whig historians, who view Charles as foolish, malicious, and power-hungry, and his rule without Parliament as destabilising, tyrannical and a threat to the people of England. A key proponent of this view is S.R. Gardiner who, believing the King to have been ‘duplicitous and delusional’, coined an alternative term to ‘Personal Rule’ – the Eleven Years’ Tyranny. This position has survived into the latter half of the 20th Century, with Charles having been labelled by Barry Coward as “the most incompetent monarch of England since Henry VI”, and by Ronald Hutton, as “the worst king we have had since the Middle Ages”. 

    Recent decades have seen, however, the attempted rehabilitation of Charles’ image by Revisionist historians, the most well-known, as well as most controversial, being Kevin Sharpe. Responsible for the landmark study of the period, The Personal Rule of Charles I, published in 1992, Sharpe came to be Charles’ most staunch modern defender. In his view, the 1630s, far from a period of tyrannical oppression and public rebellion, were a decade of “peace and reformation”. During Charles’ time as an absolute monarch, his lack of Parliamentary limits and regulations allowed him to achieve a great deal: Ship Money saw the Navy’s numbers strengthened, Laudian reforms mean a more ordered and regulated national church, and Wentworth dramatically raised Irish revenue for the Crown – all this, and much more, without any real organised or overt opposition figures or movements.

    Understandably, the Sharpian view has received significant pushback, primarily for taking an overly optimistic view and selectively mentioning the Personal Rule’s positives. Encapsulating this criticism, David Smith wrote in 1998 that Sharpe’s “massively researched and beautifully sustained panorama of England during the 1630s … almost certainly underestimates the level of latent tension that existed by the end of the decade”.This has been built on by figures like Esther Cope: “while few explicitly challenged the government of Charles I on constitutional grounds, a greater number had experiences that made them anxious about the security of their heritage”. 

    It is worth noting however that, a year before his death in 2011, Sharpe came to consider the views of his fellow historians, acknowledging Charles’ lack of political understanding to have endangered the monarchy, and that, more seriously by the end of the 1630s, the Personal Rule was indeed facing mounting and undeniable criticism, from both Charles’ court and the public.

    Sharpe’s unpopular perspective has been built upon by other historians, such as Mark Kishlansky. Publishing Charles I: An Abbreviated Life in 2014, Kishlansky viewed parliamentarian propaganda of the 1640s, as well as a consistent smear from historians over the centuries as having resulted in Charles being viewed “as an idiot at best and a tyrant at worst”, labelling him as “the most despised monarch in Britain’s historical memory”. Charles however, faced no real preparation for the throne – it was always his older brother Henry that was the heir apparent. Additionally, once King, Charles’ Parliaments were stubborn and uncooperative – by refusing to provide him with the necessary funding, for example, they forced Charles to enact the Forced Loan. Kishlansky does, however, concede the damage caused by Charles’ unmoving belief in the Divine Right of Kings: “he banked too heavily on the sheer force of majesty”.

    Charles’ personality, ideology and early life fundamentally meant an icy relationship with Parliament, which grew into mutual distrust and the eventual dissolution. Fundamentally, the period of Personal Rule remains a highly debated topic within academic circles, with the recent arrival of Revisionism posing a challenge to the long-established negative view of the Caroline Era. Whether or not the King’s financial, religious, and political actions were met with a discontented populace or outright opposition, it remains the case that the identity crisis facing the period, that between tyranny or stability remains yet to be conclusively put to rest.


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    John Galt, Tom Joad, and other Polemical Myths

    Just about the only titles by Ayn Rand I’d feel comfortable assigning my students without previous suggestion by either student or boss would be Anthem or We the Living, mostly because they both fit into broader genres of dystopian and biographical fiction, respectively, and can, thus, be understood in context. Don’t get me wrong: I’d love to teach The Fountainhead or Atlas Shrugged, if I could find a student nuanced (and disciplined) enough to handle those two; however, if I were to find such a student, I’d probably skip Rand and go straight to Austen, Hugo, and Dostoevsky—again, in part to give students a context of the novelistic medium from which they can better understand authors like Rand.

    My hesitation to teach Rand isn’t one of dismissal; indeed, it’s the opposite—I’ve, perhaps, studied her too much (certainly, during my mid-twenties, too exclusively). I could teach either of her major novels, with understanding of both plot and philosophy, having not only read and listened to them several times but also read most of her essays and non-fiction on philosophy, culture, art, fiction, etc. However, I would hesitate to teach them because they are, essentially, polemics. Despite Rand’s claiming it was not her purpose, the novels are didactic in nature: their events articulate Rand’s rationalistic, human-centric metaphysics (itself arguably a distillation of Aristotelian natural law, Lockean rights, and Nietzschean heroism filtered through Franklin, Jefferson, and Rockefeller and placed in a 20th-century American context—no small feat!). Insofar as they do so consistently, The Fountainhead and Atlas Shrugged succeed, and they are both worth reading, if only to develop a firsthand knowledge of the much-dismissed Rand’s work, as well as to understand their place in 20th-century American culture and politics.

    All that to say that I understand why people, especially academics, roll their eyes at Rand (though at times I wonder if they’ve ever seriously read her). The “romantic realism” she sought to develop to glorify man as (she saw) man ought to be, which found its zenith in the American industrialist and entrepreneur, ran counter to much that characterized the broader 20th century culture (both stylistically and ideologically), as it does much of the 21st. Granted, I may have an exaggerated sense of the opposition to Rand—her books are still read in and out of the classroom, and some of her ideas still influence areas of at least American culture—and one wonders if Rand wouldn’t take the opposition, itself, as proof of her being right (she certainly did this in the last century). However, because of the controversy, as well as the ideology, that structures the novels, I would teach her with a grain of salt, not wanting to misuse my position of teaching who are, essentially, other people’s kids who probably don’t know and haven’t read enough to understand Rand in context. For this fact, if not for the reasoning, I can imagine other teachers applauding me.

    And yet, how many academics would forego including Rand in a syllabus and, in the same moment, endorse teaching John Steinbeck without a second thought?

    I generally enjoy reading books I happened to miss in my teenage years. Had I read The Great Gatsby any sooner than I did in my late twenties, I would not have been ready for it, and the book would have been wasted on me. The same can be said of The Scarlet Letter, 1984, and all of Dostoevsky. Even the books I did read have humbled me upon rereading; Pride and Prejudice wasn’t boring—I was.

    Reading through The Grapes of Wrath for the first time this month, I am similarly glad I didn’t read it in high school (most of my peers were not so lucky, having had to read it in celebration of Steinbeck’s 100th birthday). The fault, dear Brutus, is not in the book (though it certainly has faults) but in ourselves—that we, as teenagers who lack historical, political, and philosophical context, are underlings. One can criticize Atlas Shrugged for presenting a selective, romanticized view of the capitalist entrepreneur (which, according to Rand’s premises, was thorough, correct, consistent, and, for what it was, defensible) which might lead teenagers to be self-worshipping assholes who, reading Rand without nuance, take the book as justification for mistaking their limited experience of reality as their rational self-interest. One can do much the same, though for ideas fundamentally opposed to Rand’s, for The Grapes of Wrath.

    A member of the Lost Generation, John Steinbeck was understandably jaded in his view of 19th-century American ideals. Attempting to take a journalistic, modern view of the Great Depression and Dust Bowl from the bottom up, he gave voice to the part of American society that, but for him, may have remained inarticulate and unrecorded. Whatever debate can be had about the origins of Black Tuesday (arguably beginning more in Wilson’s Washington and Federal Reserve than on Wall Street), the Great Depression hit the Midwest hardest, and the justifiable sense that Steinbeck’s characters are unfair victims of others’ depredations pervades The Grapes of Wrath, just as it articulates one of the major senses of the time. When I read the book, I’m not only reading of the Joad family: I’m reading of my own grandfather, who grew up in Oklahoma and later Galveston, TX. He escaped the latter effects of the Dust Bowl by going not to California but to Normandy. I’m fortunate to have his journal from his teenage years; other Americans who don’t have such a journal have Steinbeck.

    However, along with the day-in-the-life (in which one would never want to spend a day) elements of the plot, the book nonetheless offers a selectively, one might even say romantically, presented ideology in answer to the plot’s conflict. Responding to the obstacles and unfairness depicted in The Grapes of Wrath one can find consistent advocacy of revolution among the out-of-work migrants that comprise most of the book. Versus Rand’s extension of Dagny Taggart or Hank Rearden’s sense of pride, ownership, and property down to the smallest elements of their respective businesses, one finds in Steinbeck the theme of a growing disconnect between legal ownership and the right to the land.

    In the different reflections interpolated throughout the Joads’ plot Steinbeck describes how, from his characters’ view, there had been a steady divorce over the years between legal ownership of the land and appreciation for it. This theme was not new to American literature. The “rural farmer vs city speculator” mythos is one of the fundamental characteristics of American culture reaching back to Jefferson’s Democratic Republicans’ opposition to Adams’s Federalists, and the tension between the southwest frontiersman and the northeast banker would play a major role in the culture of self-reliance, the politics of the Jacksonian revolution onward, and the literature of Mark Twain and others. Both sides of the tension attempt to articulate in what the inalienable right to property inheres. Is it in the investment of funds and the legal buying and owning of land, or is it in the physical production of the land, perhaps in spite of whoever’s name is on the land grant or deed? Steinbeck is firmly in the latter camp.

    However, in The Grapes of Wrath one finds not a continuation of the yeoman farmer mythos but an arguable undermining of the right to property and profit, itself, that undergirds the American milieu which makes the yeoman farmer possible, replacing it with an (albeit understandable) “right” based not on production and legal ownership, but on need. “Fallow land’s a sin,” is a consistent motif in The Grapes of Wrath, especially, argue the characters, when there are so many who are hungry and could otherwise eat if allowed to plant on the empty land. Steinbeck does an excellent job effecting sympathy for the Joads and other characters who, having worked the soil their whole lives, must now compete with hundreds of others like them for jobs paying wages that, due to the intended abundance of applicants, fall far short of what is needed to fill their families’ stomachs.

    Similarly, Steinbeck goes to great pains to describe the efforts of landowners to keep crop prices up by punishing attempts to illegally grow food on the fallow land or pick the fruit left to rot on trees, as well as the plot, narrowly evaded by the Joads, to eradicate “reds” trying to foment revolution in one of the Hoovervilles of the book (Tom Joad had, in fact, begun to advocate rising up against landowners in more than one instance). In contrast to the Hoovervilles and the depredations of locals against migrant Okies stands the government camp, safely outside the reach of the local, unscrupulous, anti-migrant police and fitted out with running water, beneficent federal overseers, and social events. In a theme reminiscent of the 19th-century farmers’ looking to the federal government for succor amidst an industrializing market, Steinbeck concretizes the relief experienced in the Great Depression by families like the Joads at the prospects of aid from Washington.

    However, just as Rand’s depictions of early twentieth-century America is selective in its representation of the self-made-man ethos of her characters (Rand omits, completely, World War I and the 1929 stock market crash from her novels), Steinbeck’s representation of the Dust Bowl is selective in its omissions. The profit-focused prohibitions against the Joads’ working the land were, in reality, policies required by FDR’s New Deal programs—specifically the Agricultural Adjustment Act, which required the burning of crops and burying of livestock in mass graves to maintain crop prices and which was outlawed in 1936 by the Supreme Court. It is in Steinbeck’s description of this process, which avoids explicitly describing the federal government’s role therein, where one encounters the phrase “grapes of wrath,” presaging a presumable event—an uprising?—by the people: “In the souls of the people the grapes of wrath are filling and growing heavy, growing heavy for the vintage.” Furthermore, while Rand presents, if in the hypothetical terms of narrative, how something as innocuous and inevitable as a broken wire in the middle of a desert can have ramifications that reach all the way to its company’s highest chair, Steinbeck’s narrative remains focused on the Joads, rarely touching on the economic exigencies experienced by the local property and business owners except in relation to the Joads and to highlight the apparent inhumanity of the propertied class (which, in such events as the planned fake riot at the government camp dance party, Steinbeck presents for great polemical effect).

    I use “class” intentionally here: though the Great Depression affected all, Steinbeck’s characters often adopt the class-division viewpoint not only of Marx but of Hegel, interpreting the various landowners’ actions as being intentionally taken at the expense of the lower, out-of-work, classes. Tom Joad’s mother articulates to Tom why she is, ultimately, encouraged by, if still resentful of the apparent causers of, their lot:

    “Us people will go on living when all them people is gone. Why, Tom, we’re the people that live. They ain’t gonna wipe us out. Why, we’re the people—we go on.”

    “We take a beatin’ all the time.”

    “I know.” Ma chuckled. “Maybe that makes us tough. Rich fellas come up an’ they die, an’ their kids ain’t no good, an’ they die out. But, Tom, we keep a-comin’. Don’ you fret none, Tom. A different time’s comin’.”

    Describing, if in fewer words than either Hegel or Marx, the “thesis-antithesis-synthesis” process of historical materialism, where their class is steadily strengthened by their adverse circumstances in ways the propertied class is not, Mrs. Joad articulates an idea that pervades much of The Grapes of Wrath: the sense that the last, best hope and strength of the put-upon lower classes is found in their being blameless amidst the injustice of their situation, and that their numbers makes their cause inevitable.

    This, I submit, is as much a mythos—if a well-stylized and sympathetically presented one—as Rand’s depiction of the producer-trader who is punished for his or her ability to create, and, save for the discernible Marxist elements in Steinbeck, both are authentically American. Though the self-prescribed onus of late 19th- and early 20th-century literature was partially journalistic in aim, Steinbeck was nonetheless a novelist, articulating not merely events but the questions beneath those events and concretizing the perspectives and issues involved into characters and plots that create a story, in the folk fairy tale sense, a mythos that conveys a cultural identity. Against Rand’s modernizing of the self-made man Steinbeck resurrects the soul of the Grange Movement of farmers who, for all their work ethic and self-reliance, felt left behind by the very country they fed. That The Grapes of Wrath is polemical—from the Greek πολεμικός for “warlike” or “argumentative”—does not detract from the project (it may be an essential part of it). Indeed, for all the license and selectivity involved in the art form, nothing can give fuel to a cause like a polemical novel—as Uncle Tom’s Cabin, The Jungle, and many others show.

    However, when it comes to assigning polemics to students without hesitation, I…hesitate. Again, the issue lies in recognizing (or, for most students, being told) that one is reading a polemic. When one reads a polemical novel, one is often engaging, in some measure, with politics dressed up as story, and it is through this lens and with this caveat that such works must be read—even (maybe especially!) when they are about topics with which one agrees. As in many things, I prefer to defer to Aristotle, who, in the third section of Book I of the Nicomachean Ethics, cautions against young people engaging in politics before they first learn enough of life to provide context:

    Now each man judges well the things he knows, and of these he is a good judge. And so the man who has been educated in a subject is a good judge of that subject, and the man who has received an all-round education is a good judge in general. Hence a young man is not a proper hearer of lectures on political science; for he is inexperienced in the actions that occur in life, but its discussions start from these and are about these; and, further, since he tends to follow his passions, his study will be vain and unprofitable, because the end aimed at is not knowledge but action. And it makes no difference whether he is young in years or youthful in character; the defect does not depend on time, but on his living, and pursuing each successive object, as passion directs.

    Of course, the implicit answer is to encourage young people (and ourselves) to read not less but more—and to read with the knowledge that their own interests, passions, neuroses, and inertias might be unseen participants in the process. Paradoxically, it may be by reading more that we can even start to read. Rand becomes much less profound, and perhaps more enjoyable, after one reads the Aristotle, Hugo, and Nietzsche who made her, and I certainly drew on American history (economic and political) and elements of continental philosophy, as well as other works of Steinbeck and the Lost Generation, when reading The Grapes of Wrath. Yet, as Aristotle implies, young people haven’t had the time—and, more importantly, the metaphysical and rhetorical training and self-discipline—to develop such reflection as readers (he said humbly and as a lifelong student, himself). Indeed, as an instructor I see this not as an obstacle but an opportunity—to teach students that there is much more to effective reading and understanding than they might expect, and that works of literature stand not as ancillary to the process of history but as loci of its depiction, reflection, and motivation.

    Perhaps I’m exaggerating my case. I have, after all, taught polemical novels to students (Anthem among them, as well as, most recently, 1984 to a middle schooler), and a novel I’ve written and am trying to get published is, itself, at least partially polemical on behalf of keeping Shakespeare in the university curriculum. Indeed, Dostoevsky’s polemical burlesque of the psychology behind Russian socialism, Devils, or The Possessed, so specifically predicted the motives and method of the Russian Revolution (and any other socialist revolution) more than fifty years before it happened that it should be required reading. Nonetheless, because the content and aim of a work requires a different context for teaching, a unit on Devils or The Grapes of Wrath would look very different from one on, say, The Great Gatsby. While the latter definitely merits offering background to students, the former would need to include enough background on the history and perspectives involved to be able to recognize them. The danger of omitting background from Fitzgerald would be an insufficient understanding of and immersion in the plot, of Steinbeck, an insufficient knowledge of the limits of and possible counters to the argument.

    Part of the power and danger of polemical art lies in its using a fictional milieu to carry an idea that is not meant to be taken as fiction. The willing suspension of disbelief that energizes the former is what allows the latter idea to slip in as palatable. This can produce one of at least two results, both, arguably, artistic aberrations: either the idea is caught and disbelief is not able to be suspended, rendering the artwork feeling preachy or propagandistic, or the audience member gives him or herself over to the work completely and, through the mythic capability of the artistic medium, becomes uncritically possessed by the idea, deriving an identity from it while believing they are merely enjoying and defending what they believe to be great art. I am speaking from more than a bit of reflection: whenever I see some millennial on Twitter interpret everything through the lens of Harry, Ron, and Hermione, I remember mid-eye-roll that I once did the same with Dagny, Francisco, and Hank.

    Every work of art involves a set of values it seeks to concretize and communicate in a certain way, and one culture’s mythos may be taken by a disinterested or hostile observer to be so much propaganda. Because of this, even what constitutes a particular work as polemical may, itself, be a matter of debate, if not personal taste. One can certainly read and gain much from reading any of the books I’ve mentioned (as The Grapes of Wrath‘s Pulitzer Prize shows), and, as I said, I’m coming at Grapes with the handicap of its being my first read. I may very well be doing what I warn my students against doing, passing judgment on a book before I understand it; if I am, I look forward to experiencing a well-deserved facepalm moment in the future, which I aim to accelerate by reading the rest of Steinbeck’s work (Cannery Row is next). But this is, itself, part of the problem—or boon—of polemics: that to avoid a premature understanding one must intentionally seek to nuance their perspective, both positively and negatively, with further reading.

    Passively reading Atlas Shrugged or The Grapes of Wrath, taking them as reality, and then interpreting all other works (and, indeed, all of life) through their lens is not dangerous because they aren’t real, but because within the limits of their selective stylization and values they are real. That is what makes them so powerful, and, as with anything powerful, one must learn how to use them responsibly—and be circumspect when leading others into them without also ensuring they possess the discipline proper to such works.


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    Eve: The Prototype of the Private Citizen

    Written in the 1660s, John Milton’s Paradise Lost is the type of book I imagine one could spend a lifetime mining for meaning and still be left with something to learn. Its being conceived as an English Epic that uses the poetic forms and conventions of Homeric and Ovidic antiquity to present a Christian subject, it yields as much to the student of literature as it does to students of history and politics, articulating in its retelling of the Fall many of the fundamental questions at work in the post-Civil-War body politic of the preceding decade (among many other things). Comparable with Dante’s Inferno in form, subject, and depth, Paradise Lost offers—and requires—much to and from readers, and it is one of the deepest and most complex works in the English canon. I thank God Milton did not live a half century earlier or write plays, else I might have to choose between him and Shakespeare—because I’d hesitate to simply pick Shakespeare.

    One similarity between Milton and Shakespeare that has import to today’s broader discussion involves the question of whether they present their female characters fairly, believably, and admirably, or merely misogynistically. Being a Puritan Protestant from the 1600s writing an Epic verse version of Genesis 1-3, Milton must have relegated Eve to a place of silent submission, no? This was one of the questions I had when I first approached him in graduate school, and, as I had previously found when approaching Shakespeare and his heroines with the same query, I found that Milton understood deeply the gender politics of Adam and Eve, and he had a greater respect for his heroine than many current students might imagine.

    I use “gender politics” intentionally, for it is through the different characterizations of Adam and Eve that Milton works out the developing conception of the citizen in an England that had recently executed its own king. As I’ve written in my discussion of Shakespeare’s history plays, justified or not, regicide has comprehensive effects. Thus, the beheading of Charles I on 30 January 1649 had implications for all 17th-century English citizens, many of which were subsequently written about by many like Margaret Cavendish and John Locke. At issue was the question of the individual’s relation to the monarch; does the citizen’s political identity inhere in the king or queen (Cavendish’s perspective), or does he or she exist as a separate entity (Locke’s)? Are they merely “subjects” in the sense of “the king’s subjects,” or are they “subjects” in the sense of being an active agent with an individual perspective that matters? Is it Divine Right, conferred on and descended from Adam, that makes a monarch, or is it the consent of the governed, of which Eve was arguably the first among mankind?

    Before approaching such topics in Paradise Lost, Milton establishes the narrative framework of creation. After an initial prologue that does an homage to the classical invoking of the Muses even as it undercuts the pagan tradition and places it in an encompassing Christian theology (there are many such nuances and tensions throughout the work), Milton’s speaker introduces Satan, nee Lucifer, having just fallen with his third of heaven after rebelling against the lately announced Son. Thinking, as he does, that the Son is a contingent being like himself (rather than a non-contingent being coequal with the Father, as the Son is shown to be in Book III), Satan has failed to submit to a rulership he does not believe legitimate. He, thus, establishes one of the major themes of Paradise Lost: the tension between the individual’s will and God’s. Each character’s conflict inheres in whether or not they will choose to remain where God has placed them—which inerringly involves submitting to an authority that, from their limited perspective, they do not believe deserves their submission—or whether they will reject it and prefer their own apparently more rational interests. Before every major character—Satan, Adam, and Eve—is a choice between believing the superior good of God’s ordered plan and pursuing the seemingly superior option of their individual desires.

    Before discussing Eve, it is worth looking at her unheavenly counterpart, Sin. In a prefiguration of the way Eve was formed out of Adam before the book’s events, Sin describes to Satan how she was formed Athena-style out of his head when he chose to rebel against God and the Son, simultaneously being impregnated by him and producing their son, Death. As such she and Satan stand as a parody not only of the parent-progeny-partner relationship of Adam-Eve but also of God and the Son. Describing her illicit role in Lucifer’s rebellion, Sin says that almost immediately after birth,

    I pleased and with attractive graces won

    The most averse (thee chiefly) who full oft

    Thyself in me thy perfect image viewing

    Becam’st enamoured and such joy thou took’st

    With me in secret that my womb conceived

    A growing burden.

    Paradise Lost II.761-767

    In here and other places, Sin shows that her whole identity is wrapped up in Satan, her father-mate. In fact, there is rarely any instance where she refers to herself without also referring to him for context or as a counterpoint. Lacking her own, private selfhood from which she is able to volitionally choose the source of her identity and meaning, Sin lives in a state of perpetual torment, constantly being impregnated and devoured by the serpents and hellhounds that grow out of her womb.

    Sin’s existence provides a Dantean concretization of Satan’s rebellion, which is elsewhere presented as necessarily one of narcissistic solipsism—a greatness derived from ignoring knowledge that might contradict his supposed greatness. A victim of her father-mate’s “narcissincest” (a term I coined for her state in grad school), Sin is not only an example of the worst state possible for the later Eve, but also, according to many critics, of women in 17th-century England, both in relation to their fathers and husbands, privately, as well as to the monarch (considered by many the “father of the realm”), publically. Through this reading, we can see Milton investigating, through Sin, not only the theology of Lucifer’s fall, but also of an extreme brand of royalism assumed by many at the time. And yet, it is not merely a simple criticism of royalism, per se: though Milton, himself, wrote other works defending the execution of Charles I and eventually became a part of Cromwell’s government, it is with the vehicle of Lucifer’s rebellion and Sin—whose presumptions are necessarily suspect—that he investigates such things (not the last instance of his work being as complex as the issues it investigates).

    After encountering the narcissincest of the Satan-Sin relationship in Book II we are treated to its opposite in the next: the reciprocative respect between the Father and the Son. In what is, unsurprisingly, one of the most theologically-packed passages in Western literature, Book III seeks to articulate the throneroom of God, and it stands as the fruit of Milton’s study of scripture, soteriology, and the mysteries of the Incarnation, offering, perhaps wisely, as many questions as answers for such a scene. Front and center is, of course, the relationship between the Son and Father, Whose thrones are surrounded by the remaining two thirds of the angels awaiting what They will say. The Son and Father proceed to narrate to Each Other the presence of Adam and Eve in Eden and Satan’s approach thereunto; They then discuss what will be Their course—how They will respond to what They, omniscient, already know will happen.

    One major issue Milton faced in representing such a discussion is the fact that it is not really a discussion—at least, not dialectically. Because of the triune nature of Their relationship, the Son already knows what the Father is thinking; indeed, how can He do anything but share His Father’s thoughts? And yet, the distance between the justice and foresight of the Father (in no ways lacking in the Son) and the mercy and love of the Son (no less shown in the words of the Father) is managed by the frequent use of the rhetorical question. Seeing Satan leave Hell and the chaos that separates it from the earth, the Father asks:

    Only begotten Son, seest thou what rage

    Transports our Adversary whom no bounds

    Prescribed, no bars…can hold, so bent he seems

    On desperate revenge that shall redound

    Upon his own rebellious head?

    —Paradise Lost III.80-86

    The Father does not ask the question to mediate the Son’s apparent lack of knowledge, since, divine like the Father, the Son can presumably see what He sees. Spoken in part for the sake of those angels (and readers) who do not share Their omniscience, the rhetorical questions between the Father and Son assume knowledge even while they posit different ideas. Contrary to the solipsism and lack of sympathy between Sin and Satan (who at first does not even recognize his daughter-mate), Book III shows the mutual respect and knowledge of the rhetorical questions between the Father and Son—who spend much of the scene describing Each Other and Their motives (which, again, are shared).

    The two scenes between father figures and their offspring in Books II and III provide a backdrop for the main father-offspring-partner relationship of Paradise Lost: that of Adam and Eve—with the focus, in my opinion, on Eve. Eve’s origin story is unique in Paradise Lost: while she was made out of Adam and derives much of her joy from him, she was not initially aware of him at her nativity, and she is, thus, the only character who has experienced and can remember (even imagine) existence independent of a source.

    Book IV opens on Satan reaching Eden, where he observes Adam and Eve and plans how to best ruin them. Listening to their conversation, he hears them describe their relationship and their respective origins. Similar to the way the Father and Son foreground their thoughts in adulatory terms, Eve addresses Adam as, “thou for whom | And from whom I was formed flesh of thy flesh | and without whom am to no end, my guide | And head” (IV.440-443). While those intent on finding sexism in the poem will, no doubt, jump at such lines, Eve’s words are significantly different from Sin’s. Unlike Sin’s assertion of her being a secondary “perfect image” of Satan (wherein she lacks positive subjectivity), Eve establishes her identity as being reciprocative of Adam’s in her being “formed flesh,” though still originating in “thy flesh.” She is not a mere picture of Adam, but a co-equal part of his substance. Also, Eve diverges from Sin’s origin-focused account by relating her need of Adam for her future, being “to no end” without Adam; Eve’s is a chosen reliance of practicality, not an unchosen one of identity.

    Almost immediately after describing their relationship, Eve recounts her choice of being with Adam—which necessarily involves remembering his absence at her nativity. Hinting that were they to be separated Adam would be just as lost, if not more, than she (an idea inconceivable between Sin and Satan, and foreshadowing Eve’s justification in Book IX for sharing the fruit with Adam, who finds himself in an Eve-less state), she continues her earlier allusion to being separated from Adam, stating that, though she has been made “for” Adam, he a “Like consort to [himself] canst nowhere find” (IV.447-48). Eve then remembers her awakening to consciousness:

    That day I oft remember when from sleep

    I first awaked and found myself reposed

    Under a shade on flow’rs, much wond’ring where

    And what I was, whence thither brought and how.

    Paradise Lost IV.449-452

    Notably seeing her origin as one not of flesh but of consciousness, she highlights that she was alone. That is, her subjective awareness preexisted her understanding of objective context. She was born, to use a phrase by another writer of Milton’s time, tabula rasa, without either previous knowledge or a mediator to grant her an identity. Indeed, perhaps undercutting her initial praise of Adam, she remembers it “oft”; were this not an image of the pre-Fall marriage, one might imagine the first wife wishing she could take a break from her beau—the subject of many critical interpretations! Furthermore, Milton’s enjambment allows a dual reading of “from sleep,” as if Eve remembers that day as often as she is kept from slumber—very different from Sin’s inability to forget her origin due to the perpetual generation and gnashing of the hellhounds and serpents below her waist. The privacy of Eve’s nativity so differs from Sin’s public birth before all the angels in heaven that Adam—her own father-mate—is not even present; thus, Eve is able to consider herself without reference to any other. Of the interrogative words with which she describes her post-natal thoughts— “where…what…whence”—she does not question “who,” further showing her initial isolation, which is so defined that she initially cannot conceive of another separate entity.

    Eve describes how, hearing a stream, she discovered a pool “Pure as th’ expanse of heav’n” (IV.456), which she subsequently approached and, Narcissus-like, looked down into.

    As I bent down to look, just opposite

    A shape within the wat’ry gleam appeared

    Bending to look on me. I started back,

    It started back, but pleased I soon returned,

    Pleased it returned as soon with answering looks

    Of sympathy and love.

    Paradise Lost IV.460-465

    When she discovers the possibility that another person might exist, it is, ironically, her own image in the pool. In Eve, rather than in Sin or Adam, we are given an image of self-awareness, without reference to any preceding structural identity. Notably, she is still the only person described in the experience—as she consistently refers to the “shape” as “it.” Eve’s description of the scene contains the actions of two personalities with only one actor; that is, despite there being correspondence in the bending, starting, and returning, and in the conveyance of pleasure, sympathy, and love, there is only one identity present. Thus, rather than referring to herself as an image of another, as does Sin, it is Eve who is here the original, with the reflection being the image, inseparable from herself though it be. Indeed, Eve’s nativity thematically resembles the interaction between the Father and the Son, who, though sharing the same omniscient divinity, converse from seemingly different perspectives. Like the Father Who instigates interaction with His Son, His “radiant image” (III.63), in her first experience Eve has all the agency.

    As the only instance in the poem when Eve has the preeminence of being another’s source (if only a reflection), this scene invests her interactions with Adam with special meaning. Having experienced this private moment of positive identity before following the Voice that leads her to her husband, Eve is unique in having the capacity to agree or disagree with her seemingly new status in relation to Adam, having remembered a time when it was not—a volition unavailable to Sin and impossible (and unnecessary) to the Son.

    And yet, this is the crux of Eve’s conflict: will she continue to heed the direction of the Voice that interrupted her Narcissus-like fixation at the pool and submit herself to Adam? The ambivalence of her description of how she would have “fixed | Mine eyes till now and pined with vain desire,” over her image had the Voice not come is nearly as telling as is her confession that, though she first recognized Adam as “fair indeed, and tall!” she thought him “less fair, | Less winning soft, less amiably mild | Than that smooth wat’ry image” (IV.465-480). After turning away from Adam to return to the pool and being subsequently chased and caught by Adam, who explained the nature of their relation—how “To give thee being I lent | Out of my side to thee, nearest my heart, | Substantial life to have thee by my side”—she “yielded, and from that time see | How beauty is excelled by manly grace | And wisdom which alone is truly fair” (IV. 483-491). One can read these lines at face value, hearing no undertones in her words, which are, after all, generally accurate, Biblically speaking. However, despite the nuptial language that follows her recounting of her nativity, it is hard for me not to read a subtle irony in the words, whether verbal or dramatic. That may be the point—that she is not an automaton without a will, but a woman choosing to submit, whatever be her personal opinion of her husband.

    Of course, the whole work must be read in reference to the Fall—not merely as the climax which is foreshadowed throughout, but also as a condition necessarily affecting the writing and reading of the work, it being, from Milton’s Puritan Protestant perspective, impossible to correctly interpret pre-Fall events from a post-Fall state due to the noetic effects of sin. Nonetheless, in keeping with the generally Arminian tenor of the book—that every character must have a choice between submission and rebellion for their submission to be valid, and that the grace promised in Book III is “Freely vouchsafed” and not based on election (III.175)—I find it necessary to keep in mind, as Eve seems to, the Adam-less space that accompanied her nativity. Though one need not read all of her interaction with Adam as sarcastic, in most of her speech one can read a subtextual pull back to the pool, where she might look at herself, alone.

    In Eve we see the fullest picture of what is, essentially, every key character’s (indeed, from Milton’s view, every human’s) conflict: to choose to submit to an assigned subordinacy or abstinence against the draw of a seemingly more attractive alternative, often concretized in what Northrop Frye calls a “provoking object”—the Son being Satan’s, the Tree Adam’s, and the reflection (and private self it symbolizes, along with an implicit alternative hierarchy with her in prime place) Eve’s. In this way, the very private consciousness that gives Eve agency is that which threatens to destroy it; though Sin lacks the private selfhood possessed by Eve, the perpetual self-consumption of her and Satan’s incestuous family allegorizes the impotent and illusory self-returning that would characterize Eve’s existence if she were to return to the pool. Though she might not think so, anyone who knows the myth that hers parallels knows that, far from limiting her freedom, the Voice that called Eve from her first sight of herself rescued her from certain death (though not for long).

    The way Eve’s subjectivity affords her a special volition connects with the biggest questions of Milton’s time. Eve’s possessing a private consciousness from which she can consensually submit to Adam parallels John Locke’s “Second Treatise on Civil Government” of the same century, wherein he articulates how the consent of the governed precedes all claims of authority. Not in Adam but in Eve does Milton show that monarchy—even one as divine, legitimate, and absolute as God’s—relies on the volition of the governed, at least as far as the governed’s subjective perception is concerned. Though she cannot reject God’s authority without consequence, Eve is nonetheless able to agree or disagree with it, and through her Milton presents the reality that outward submission does not eliminate inward subjectivity and personhood (applicable as much to marriages as to monarchs, the two being considered parallel both in the poem and at the time of its writing); indeed, the inalienable presence of the latter is what gives value to the former and separates it from the agency-less state pitifully experienced by Sin.

    And yet, Eve’s story (to say nothing of Satan’s) also stands as a caution against simply taking on the power of self-government without circumspection. Unrepentant revolutionary though he was, Milton was no stranger to the dangers of a quickly and simply thrown-off government, nor of an authority misused, and his nuancing of the archetype of all subsequent rebellions shows that he did not advocate rebellion as such. While Paradise Lost has influenced many revolutions (political in the 18th-century revolutions, artistic in the 19th-century Romantics, cultural in the 20th-century New Left), it nonetheless has an anti-revolutionary current. Satan’s presumptions and their later effects on Eve shows the self-blinding that is possible to those who, simply trusting their own limited perception, push for an autonomy they believe will liberate them to an unfettered reason but which will, in reality, condemn them to a solipsistic ignorance.

    By treating Eve, not Adam, as the everyman character who, like the character of a morality play, represents the psychological state of the tempted individual—that is, as the character with whom the audience is most intended to sympathize—Milton elevates her to the highest status in the poem. Moreover—and of special import to Americans like myself—as an articulation of an individual citizen who does not derive the relation to an authority without consent, Eve stands as a prototype of the post-17th-century conception of the citizen that would lead not only to further changes between the British Crown and Parliament but also a war for independence in the colonies. Far from relegating Eve to a secondary place of slavish submission, Milton arguably makes her the most human character in humanity’s first story; wouldn’t that make her its protagonist? As always, let this stimulate you to read it for yourself and decide. Because it integrates so many elements—many of which might defy new readers’ expectations in their complexity and nuance—Paradise Lost belongs as much on the bookshelf and the syllabus as Shakespeare’s Complete Works, and it presents a trove for those seeking to study the intersection not only of art, history, and theology, but also of politics and gender roles in a culture experiencing a fundamental change.


    Photo Credit.

    A Romantic Case for Anime

    We’ve all felt it—the mixed excitement and dread at hearing a beloved book is set to be made into a movie. They might do it right, capturing not only key plot events but also (and more importantly) how it feels to be swept up in the work as a whole; 2020’s Emma with Anya Taylor-Joy comes to my mind, most of all for the way it captures how someone who understands and loves Austen’s ubiquitous irony might feel when reading her work. However, they also might do it poorly; despite both 1974 and 2013 attempts’ being worth watching, I’ve yet to see a rendition of The Great Gatsby that captures the book’s plot and narrative tone in the right proportion (in my opinion, the 1974 version emphasizes the former but misses some of the latter, while parts of the 2013 version exagerrate the latter just to the border of parody). My readers have, no doubt, already imagined examples of works they’ve always wished could be faithfully put onto the screen and others they’d rather not be risked to the vicissitudes of translating from one medium to another.

    The last decade has thankfully seen a growth in long-form, box-office quality productions that makes it more possible than ever to imagine longer works being produced without curtailing their lengthy plotlines—example, the BBC’s 2016 rendition of War and Peace. However, this leaves another, perhaps more important, hurdle to hazard: while live-action media can now faithfully follow the plots of the originals, there still remains the difficulty of conveying the tone and feel of the works, especially when different media necessarily have different capacities and limitations of representation. Though I’ve enjoyed productions that have been made, I don’t know that I would expect live-action renditions to reproduce the aesthetic impression of, say, Paradise Lost, The Hunchback of Notre Dame, or Crime and Punishment, and I worry that attempts to do so might mar more than measure up. The problem lies in the difficulty of translating characters’ inner experience—which is usually conveyed by a stylizing narrator—via the essentially externalistic medium of the camera eye.

    While a live action movie or series might remain faithful to the selective events in a plot, the lack of an interpretive narrator removes a key element of what defines epic poems and novels. Paradoxically, the narrowing of perspective through a stylizing narrator allows story to move from the limits of natural events into the limitlessness of human perception and interpretation. Voiceover narrators can provide thematic stylization in film, as well as essential plot coherence, but it is still primarily the camera that replaces the literary narrator as the means of conveyance. Furthermore, if too ubiquitous, voiceovers can separate the audience from the action, which is the focus of film. Film’s power inheres in its ability to place the audience in the midst of a plot, removing as many frames between the watcher and the story’s events as possible. However, this is also why books are so difficult to translate: motion pictures focus on events when the aesthetic experience of literature inheres in how characters and narrator experience said events.

    The literary movement that focused most on the character’s experience (and, vicariously, ours) as the purpose of art was Romanticism. Romantic literature and poetry were less concerned about the subject matter than about their effect on the character’s emotions—in the sense that, from the generally Platonic metaphysics of the Romantics, the incidental reaches its fullest meaning by provoking an aesthetic experience far beyond it. From Hawthorne’s rose bush growing outside Salem’s prison, to Shelley’s secondhand rumination on the ruined feet of Ozymandias, to Keats’s apostrophe to the Grecian urn, the Romantics showed how part of the reality of an object involves its significance to the observer, and it was the role of the Romantic narrator and speaker to draw out that effect for the reader.

    It is this essential influence of the narrator and characters’ inner lives on the great works’ aesthetic experience that makes me skeptical of even the best acting, camera work, and post-production effects to sufficiently replace them. It may be possible, and, again, I have very much enjoyed some renditions. Furthermore, not wanting to be the audience member who misses the Shakespeare performance for the open copy of the play on their lap, I tend to watch movie adaptations as distinct works rather than in strict relation to the originals. However, this, itself, may be a concession to my hesitance to trust film to live up to the aesthetic experience of certain books. I would, however, trust anime to do so.

    While a history of Japanese manga and anime is beyond the scope of this piece (or my expertise), since choosing to explore the artform as a post-grad-school reward (or recovery—one can only stare at the sun that is Paradise Lost for so long) I’ve watched plenty of anime over the past ten years, and I have become convinced that it might serve as, at least, a middle ground when seeking to capture plot, narrative tone, and inner character experience in a motion medium. Anime is capable of handling virtually every story genre, and while it contains many of the same ridiculous hi-jinks and satire of Western cartoons and CG animation, it can also capture tragic pathos and sublime catharsis in ways that would be out of place in the vast majority of Western animation. This makes sense: originating in early 20th-century Japan, manga and anime were not subject to the same skepticism about artistic representations of transcendent value that characterized Western art after the move from 19th-century Romanticism and Realism to 20th-century modernism and post-modernism.

    Of course, there have been exceptions; 20th-century Disney animation, or Marvel and DC Comics, were iconic because they attempted to be iconic—they unironically tried to depict in images those values and stories that are transcendent. However, even these were created predominantly with the child (or the childlike adult) in mind. Furthermore, while anime certainly has deserved elements of ambivalence, if not cynicism, and while there are many incredibly satirical and humorous series, anime as an artform is not implicitly dismissive of narrative trustworthiness and characters’ experience of the transcendent in the same way that much of Western motion art is. Rather, anime conventionally allows for the sublime heights and deepest horrors that previously characterized Romanticism, all of which it presents through the stylization of animation. This stylization is able to act as an interpretive medium just like a novel’s narrator, contextualizing events through the experience of those involved in a way often eschewed by, if not unavailable to, film.

    For an example, I submit Kaguya-sama: Love is War (Japanese Kaguya-sama wa Kokurasetai – Tensai-tachi no Ren’ai Zunōsen, “Kaguya Wants to Make Them Confess: The Geniuses’ War of Hearts and Minds”). Though a romantic comedy in the Slice-of-Life genre, it exemplifies anime’s ability to convey the heights and depths of inner experience of the characters—here Kaguya and Miyuki, a pair of high school teenagers who, as student council president and vice president, compete to be top of their class while being secretly in love with each other and too proud to admit it. As the English title conveys, a running metaphor through the show is the bellicose subtext of their attempts to maneuver each other into confessing their love first and, thus, losing the war; think Beatrice and Benedick with the extremizing effect of teenage hormones and motifs of heavy artillery.

    Plot-wise, Love is War follows a standard rom-com formula, with tropes recognizable to Western audiences: the pride and prejudices of the characters, the much ado about things that end up being really nothing, the presence of a mutual friend who acts as an oblivious catalist and go-between in the relationship, etc. However, the show reinvigorates these tropes by portraying via hyperbolic narrator the deuteragonists’ experience of the episodes’ conflicts, bringing audience members into the all-consuming tension of how a teenager might see something as minor as whether to share an item from their lunch. The combination of chess and military metaphors conveys the inner conflicts of the initially cold but gradually warming characters (the “tsundere” character type common in such animes), and the consistency of such motifs creates a unified aesthetic that, due in large part to the disconnect between the over-the-top tone and, in reality, low-stakes subject matter, is hysterical. Another unique aspect about Love is War is that, due to its focus on the characters’ experience of the plot (all the better for being trivially mundane), it’s a technically Romantic romantic comedy.

    Love is War is, of course, a low-stakes example of what modern anime can do, though it did score three awards, including Best Comedy, at the 2020 Crunchyroll Anime Awards. A more serious example, Death Note, similarly conveys much of its gravitas through voiceover—this time the first-person narration of protagonist Light Yagami, a high schooler who with the help of a book from the realm of the dead is able to kill anyone whose name and face he knows, and L, a mysterious and reclusive detective charged by Interpol to find him. Throughout the series—which employs similar, if non-parodic, attempts by characters to outwit each other as Love is War—Light and L articulate their planned maneuvers and the implications thereof through inner voiceover. Not only does the narration lay out elements of their battle of wits that the audience might have missed, but it conveys the growing tension the two experience—especially Light, who, as he amasses fame as both a menace and cult hero experiences a growing egotism and subsequent paranoia around the possibility of being found out.

    Just as Love is War is, in many ways, a parallel of Pride and Prejudice (Elizabeth and Darcy, themselves, both being tsundere characters), Death Note’s focus on a young man who wishes to achieve greatness by killing those deserving of death and who subsequently develops a maddening neurosis is virtually the same as Crime and Punishment—however enormously their plots and endings differ (Crime and Punishment lacks an explicit demonic presence like Death Note’s Shinigami Ryuk, the Death Note’s otherworldly owner; Dostoevsky would not employ the spectre of a conversant devil until The Brothers Karamazov—yet another point of consanguinity between anime like Death Note and his writing). Regardless of their differing plots, the anime’s inclusion of the characters’ inner thoughts and imaginations convey an increasingly tense tone similar to how Dostoevsky steadily shows Raskalnikov’s moral unmooring, and the explanations and attempted self-justifications by both Light and L convey more than I think even the best cinema would be capable of showing.

    I am not advocating that every narrative motif or figuration be included in page-to-screen renditions, nor that we cease trying to actively reinvigorate great works of art through judicious adaptations into new media. Yet, if the inner lives of teenagers—which are often exaggerated, if at times unnecessarily, to Romantic proportions—can be portrayed by anime to such comic and tragic effect, with the figuration and tone of the characters’ perceptions seamlessly paralleling the literal events without obscuring them, then I’d be interested to see what an anime Jane Eyre, The Alchemist, or Sula might look like. Based on the above examples, as well as anime heavyweights like Fullmetal Alchemist, Cowboy Bebop, and, if one is not faint of heart, Berserk, all of which present events in some measure through the background and perspective of the main characters, I could imagine the works of Milton, Hugo, Austen, Dostoevsky, and others in anime form, with the aesthetic experience of the original narration intact.


    Photo Credit.

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