A Premise:
Deep, and yet deeper down, below the marsh slime and the swamp rot, even underneath poppy roots and the granite rows, Old England’s Foundations lie. While thinned and turned soils are cold and damp, the fiery Mantle warms and pulses, twisting round and circling on itself; the Core sees into itself and ponders on its shadows; to reach out into the cold and dark, hope perchance to find new wheels to turn, or perhaps not. Content, in the underworld, dreaming of the pictures of its marble face, Old England’s Foundations are buried the deepest, overwritten by thin and beaten sheets of plaster and tissue paper.
Yet, this is a fantasy: circumstantial myths of Old England, and its Foundations. Those marshes were sealed, and the swamps became roads, and the shapes and the names of the trees do not matter anymore. Accumulated plays turned in on themselves and became a meaningless fresco; the hand-me-down uniform, hoarded in poverty, with no weavers to craft anew. That Core is no form but a feeling, fleeting and shallow, giving only the image of warmth. Gawp at the statues and the towers and the gold on the wall. They were never yours.
Intermission, The Alchemists’ Folly:
Higher, and yet higher so, far reaching beyond the sea and above the clouds, up and up Nature’s Ladder, climbs a Champion. For all its power and glory. He soon received the ravenous attention of The Crow, the most cunning of all the birds. It said: “I have seen many climb, and their plans dissolved away, but wear my feather, and sing my song, and Nature’s sure to play”. The Crow put a feather on The Champion’s shoulder, and The Champion cawed until he had near reached the clouds. He looked down to measure his climb, and one cheek was slashed by The Crow’s feather; he saw many other smaller birds with more beautiful sounds and colours than The Crow, hiding fearfully away in their nests.
Higher and higher, between the feathers and the stars, up The Ladder, climbed The Champion. The clouds from below were sunlit pillars in the sky yet seemed smoke and fog inside. At once, the guiding stars were blotted out, and The Champion was frozen in the dark. He begged it clear, and The Cloud said: “Truly, Nature loves to hide, and seems at first a chaos sight, but learn its ways, obey and pay, by water’s path will light”. The Champion’s waterskin was plucked by a gale, and The Cloud gave in credit due a magic hailstone, and it magnified the light of the stars. His fingers were cold and heavy, his water was lost, and the constellations seemed more twisted than ever before; but, with the dim path seen by magic divined, The Champion waged on.
An earthquake struck, and The Ladder path fell; weathered wood, by many footsteps heeled, shattered with the turning of a generation. His bearing steers all amiss under the dizzying constellations, for the old way is no more; and The Champion loses their footing, curses the folly, and plummets into brine under the bottommost rungs; championing, no more. The Fool who works with wood and nail, at the bottom of The Ladder, did not build houses that day, for another ladder was built by him; and The Fool then propped it, already to seize the opportunity, to climb the path again. But The Cloud and The Crow remain in their Nature, as they wait between the salt and the stars.
Their Conclusion:
Hailing practice and ritual, making nothing new, and the new, ugly; what comes from a fool’s history? Yesterday’s legislation becomes today’s tradition, and old and common habits are preserved by kitsch committee. To justify what happened, because it happened, accounting to stacked sediments of past scoresheets? If that is good, then good is evil; bored eyes make nothing beautiful around our empty hands, so we make eternities of nothing, and are compassed about by our enduring appetites. With Nature as your sentimental measure, you pay tribute to accidental shadows on the wall. Where is The True, The Good, The Beautiful? God have mercy on your windswept souls.
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“Traditionalism: The Radical Project for Restoring Sacred Order”, by Mark Sedgwick (Book Review)
In 2014, speaking via Skype to a conference held at the Vatican, Donald Trump’s later advisor, Steve Bannon, casually mentioned Julius Evola (1898-1974), a thinker little known outside Italy, and who even within Italy was conventionally dismissed as a former Fascist whose writings still exerted a pernicious influence on the ’far right’. When that comment was unearthed by the US media in 2016, it sparked a furore amongst those desperate to discredit Trump as a danger to democracy. It also drew mainstream attention to a strange and possibly wide-reaching philosophy.
Evola’s Fascist sympathies went much deeper than anti-communist or nationalist sentiment, being rooted at least partly in a colourful and irrational worldview referred to by some authors (although not Evola) as ‘Traditionalism’. Through him, Bannon, and so by extension Trump, were potentially ‘linked’ to much broader intellectual currents, with connections across everything from the abstractest metaphysics to the earthiest ecologism.
There existed, obscure but important scholars had long argued, a mystical ‘perennial philosophy’ of transcendent religiosity and social stratification that was simultaneously as ancient as origin myths and applicable to modern discontents. Over the centuries, this concept has attracted intellectuals as diverse as the 15th century humanist Giovanni Pico della Mirandola, and Brave New World author Aldous Huxley. Other than Evola, its best-known and most systematic modern exponents were two metaphysicians, the Frenchman René Guénon (1886-1951), and the Swiss Frithjof Schuon (1907-1998), who issued writings and launched initiatives that channeled underlying cultural gloom, and still resonate powerfully. Like Evola, Guénon did not use the term Traditionalism, but his writings are regarded as key texts.
As well as Bannon, ‘Traditionalist’ sympathies of some kind were avowed by, or detectable in, influencers outside America – Hungarian politician Gábor Vona, the Russian ideologue Aleksandr Dugin (whom Bannon met in 2018, and who was supposedly an influence on Putin), and the Brazilian writer, Olavo de Carvalho, credited with helping Jair Bolsonaro win the presidency in 2019. Beyond politics, the connections were even more diffuse, with well-known academics, artists and even King Charles III (when Prince of Wales), articulating Traditionalist tropes to combat anomie and materialism, and promote organic agriculture, small-scale economics, traditional arts, and interfaith dialogue. But did all these different things have anything in common other than root-and-branch discontent with a drably dispiriting status quo? What possible relevance could Traditionalists’ distaste for democracy, and even politics, have for determinedly populist politicians?
This is a long-standing area of interest for Oxford-educated Arabist, Mark Sedgwick, now professor of Arab and Islamic Studies at Aarhus University. His 2003 book, Against the Modern World: Traditionalism and the Secret Intellectual History of the Twentieth Century, was the first to draw mainstream attention to Evola, Guénon, Schuon, and others dubbed or self-described as Traditionalists. He brings to this discussion special insight into Islamic influences on Traditionalism, from the inner ecstasies of Sufism to the academically distinguished elucubrations of the contemporary Iranian-American theologian, Seyyed Hossein Nasr. Along the way, he treats ably and interestingly of many subjects, from Hindu ideas about caste via 17th century theories of history to the trajectory of Western feminism, and analyses the influence of Jordan Peterson, whom he regards as a Traditionalist for the internet age.
Traditionalism is a catch-all sort of term, and its outcomes are so diverse it is difficult to discern much consistency at all. Had it not been for Bannon’s remark, it is hard to imagine many even noticing Traditionalism existed. Conceptual complexity could help account for Traditionalism’s apparent ascent; as the author notes, “That which is not easy to understand is not easy to deny”. Sedgwick also suggests that Guénon’s theories may be fundamentally flawed because based on early 20th century understandings of ‘the East’ which are now regarded as too colourful and generic, even condescendingly ‘Orientalist’. Evola’s more dynamic and Western-oriented variant is likewise a product of its time, suffused with Nietzschean contempt for Christianity, and the epochal pessimism of thinkers like Oswald Spengler (even though he criticized both). Sedgwick nevertheless treats it as a coherent corpus of thought, with much relevance for today.
The central element of all variants of Traditionalism is ‘perennialism’ – the notion that beneath all the exoteric differences of world religions there is a unifying ‘sacred order’ understood only by the deepest thinkers, although hazily intuitable by the masses, if only they can be detached from the trammels of modernity. This is not just a tradition, but the Tradition that unlocks all cosmologies, and renders the most impassioned theological and political disputes not just superficial, but almost risible. Traditionalist writings are predictably esoteric, aimed solely at a supposedly more spiritually attuned elite.
Traditionalists tend to be greatly interested in such things as hermetic philosophy, occultism, shamanism, and symbolism, and believe strongly in what the ethnomusicologist Benjamin R. Teitelbaum called “spiritual mobility” (see his 2020 book, War for Eternity). They regard 21st century preoccupations like equality, gender politics, individualism, material progress, and technology as mere aspects of modernity, harmful or simply inconsequential.
The second ingredient is a belief in cosmic circularity, as opposed to the ideas of inevitable linearity inherent in mainstream Judaism, Christianity, and Islam, and so throughout modern politics. The world, in this reading, goes through ‘ages’ of decline that can be followed by renewal. An original golden age of unity and quality is ineluctably succeeded by silver, bronze and ultimately dark ages of increasingly mechanistic reductionism – what Guénon memorably called the “age of quantity” – after which the cosmic wheel turns back to the start.
‘Golden Age’ thinking is common to many civilizations, but there are especially close parallels with the four ages (Yugas) of Hinduism, with ‘Kali Yuga’ (the last, sin-filled age of conflict) a shorthand term for today among ‘Aryan’-interested Rightists. This process is almost irrespective of politics, although some theorists see an expeditious role for ‘disruptors’. Evola saw Fascism as a means of reconstituting the Roman Empire, and Bannon saw (and perhaps still sees) Trump as a kind of creative destroyer of consensus, but politics has been a lower priority for other Traditionalists, who concentrated instead on transformation through self-realization.
It may easily be imagined that Traditionalists are prone to eccentricity; for instance, Evola believed that ‘Aryans’ were descended from an ethereal Arctic race which had decayed as they came south. In the 1980s, a writer calling herself “Alice Lucy Trent” officiated in County Donegal over a small community called the Silver Sisterhood, which worshipped a female deity, sported Victorian clothing, and refused to use electricity. Trent later changed her name to “Miss Martindale”, and moved to Oxford, to found a movement called Aristasia in a modest terraced house, where ambiguous persons wearing dresses and veils would hold ultra-reactionary court in a candle-lit, gramophone-sounding interior, and be seen driving around town majestically in a 1950s car. It was part-pantomime, part-serious critique, at once amusing and interesting.
Sedgwick rues some Rightists’ co-option of some parts of Traditionalism. Indeed, perennialism can be hard to square with ideas about a “clash of civilizations”, or immigration, or belief in physical racial differences (which even Evola downplayed). He nevertheless examines their thinking with commendable fairness. He differentiates between genuinely traditional teachings about religion and society, which really can be millennia old, and 1920s-to-present-day attempts to turn some of these teachings into realities. For Sedgwick, whatever about the youthful Evola, by his late period he had become a “non-traditional Traditionalist”, and the Evolan phraseology deployed by some on today’s radical Right is therefore mostly “post-Traditionalism”.
But logical consistency matters little in politics, even metapolitics. Traditionalism may persist as a presence on the Right, if sometimes more symbolically than as substance. Traditionalists’ emphasis on arcane knowledge is intrinsically appealing to some who aspire to be elite leaders. There are also similarities in outlooks and temperaments between Traditionalists and some Rightists – shared perspectives on the manifold problems of modernity, shared detestation of bleak materialism, and shared love of grand and sweeping narratives. As the once world-bestriding West shivers in winnowing new winds, and mainstream conservatism flounders, the epic appeal of a mythical past (and implied enchanted future) seems likely to grow. Sedgwick’s second book on this too long neglected theme makes another significant contribution to what may be an expanding as well as evolving field.
Book Details: Mark Sedgwick, London: Pelican, 2023, hb., 410pps., £25
My thanks to John Morgan for invaluable input on this article.
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The ‘Lines in the Sand’ Myth
The idea that European colonialism is the original cause of modern day political strife in the Middle East is a popular one both in academia and amongst large sections of the general public. It originated in political science literature in the 20th century but has been ham-fistedly revived in the 21st, particularly in the context of the Syrian Civil War.
The narrative goes that the region was greedily carved up by the British and French empires following their victory over the Ottomans in the Great War. Bumbling colonial administrators drew straight lines in the sand, bounding territory arbitrarily and mixing peoples with arrogant disregard for differences in culture, ethnicity or religion. The resultant states were thus internally divided, unstable and weak – and it’s our fault. While it might be funny to point out the worrying implications this might have for our own enthusiastically multi-cultural society, it’s easier and more effective just to point out that it’s false. In actual fact, the states created by the much-maligned Sykes-Picot agreement have their roots in the pre-war Middle East and were starting to take shape in the 19th century as a result of various Ottoman attempts at reform.
Ironically, most who blame colonialism and Sykes-Picot for strife in the modern Middle East are doing a ‘Eurocentrism’ (a term you’ve certainly heard if you’ve spent any time as a humanities student) by exaggerating the impact of European empires and downplaying the importance of the Ottoman Empire. It’s high time we decolonise our thinking and give deserved credit to the Ottoman Empire for sowing the seeds of destruction in the fields of Iraq and Syria.
Syria, or ‘Suriyya’ as it was then known, began to take shape as a political entity in the mid-19th century as a result of a series of infrastructure improvements that connected previously isolated highlands with the cities of the coastal area of Bilad al-Sham. The creation of the Beirut-Damascus highway by French entrepreneurs encouraged more European commercial activity in the region as Beirut became the link between a significant portion of the Ottoman empire and the industrial economies of Europe.
Prior to the creation of the highway, Syria’s dismal transportation infrastructure left the region fractured and much of its population isolated. Improvements connected people in isolated hinterlands to participate in the economies of the wider region, uniting diverse and divided peoples together and forging a regional (and later national) identity. This infrastructural development occurred parallel with the aforementioned intellectual development that created ‘Suriyya’ out of Bilad al-Sham and the surrounding area. In 1863 local administrative boundaries were redrawn and the province of Suriyya was made concrete for the first time.
Syria was not the only state with a formation that predates Sykes-Picot, either – Iraq developed similarly. Iraq in the early 19th century was even more of an infrastructural backwater than rural Syria. While the main artery of 19th century Syria was the road, in Iraq it was the canal. Steamships in the 1860s cut the journey time from Baghdad to Basra down to just ten days while before it had been four weeks. Just as the Beirut-Damascus highway connected Syria to the world and to European trade, canal routes through the Persian gulf were what connected Iraq.
Although Iraq was never unified as a single province under the Ottomans like Syria was, the group of territories it comprised were referred to commonly by Ottoman administrators as ‘Iraq’ from as early as the sixteenth century. The skeleton of an Iraqi state can be seen also in the actions of the army, which was often organised in Iraq as a separate unit of its own with a headquarters in Baghdad, irrespective of the boundaries of local government. Despite the existence of religious and ethnic differences in both of these nascent states, importantly, all Iraqis rose up against British rule in 1920 as Iraqis and all Syrians rose against the French in 1925 as Syrians.
So we’ve established that Syria and Iraq, at least, were not entities made up by imperialists for their own convenience but rather nations that had formed organically out of a period of upheaval and transformation. However, the 19th century created a lot of disunity as well as unity in the region.
From the seventeenth to nineteenth centuries, poor infrastructure, low literacy rates and the relative remoteness of much of the Middle East meant that religious doctrine could not exert as commanding an influence as it could elsewhere and there was significant blurring and admixture of local communities. In the most isolated areas, lines between Christian and Muslim, and Shia and Sunni communities were blurred such that it was difficult to distinguish between them.
However, Ottoman constitutional reforms – known collectively as the ‘Tanzimat’ (‘reorganisation’) – crystallised this distinction by granting non-Muslims full legal equality with Muslims. The removal of the privileged position of Muslims in the Ottoman empire came at a crucial time of increasing European commercial dominance and penetration. Some Muslim textile workers thus began to resent Christian counterparts who, they felt, were gaining the upper hand on them thanks to connections with Europe and the preference of European merchants to do business with Christians. Local elite, who sought to preserve their power by opposing the Tanzimat were then able to use this to their advantage by framing their opposition to reforms in ethnoreligious terms, fanning the flames of sectarianism. The starkest example of this phenomenon reaching boiling point is the 1860 Damascus riots in which between 5,500 and 8,000 Christians were killed.
In this we can see clearly patterns of sectarianism and a political landscape that is very similar to what we have today. The only thing preventing large-scale violence from occurring up until the 20th century was the existence of the Ottoman state and the authority of the Sultan. However, the Ottoman Empire had territorially been in slow retreat since 1683 and modernisation – attempts to create a Western-style Weberian state – had repeatedly failed or achieved only partial success. The truth is that the importance of the Sykes-Picot agreement and the post-WW1 colonial settlement in the Middle East is massively overstated in comparison to the events of the mid-to-late 19th century, which are massively understated.
The problem isn’t so much that a common misconception exists – history is full of them and this is by no means one of the most egregious – it’s that this falsehood is used in bad faith as a political weapon. It’s a narrative that fits nicely into a far-Left view of the world wherein the shadow of colonialism still lies over the whole world and is responsible for all evil and conflict. It is used to bash British people over the head with guilt so they take responsibility for all that goes wrong in the Middle East, particularly with regard to contentious topics such as asylum seekers, foreign aid and military intervention. ‘It’s our fault, you know,’ they say. It’s pernicious and ultimately ahistorical.
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Dark Humor for the Red King: The Drunk Porter in Macbeth
“Knock, knock—who’s there?”
Whenever one of my tutorial students is assigned (or, let’s be honest, barely mentions) Macbeth, I go into a certain and by now well-rehearsed tangent on how Shakespeare’s arguably darkest play contains one of the most peculiar scenes in his canon—and the origin of what is now considered a passe pretext to employ a bad pun, the knock-knock joke. Mentioning that last part usually lands me at least a few minutes of fleeting teenage attention, wherein I talk about everything from Shakespeare, to dark humor, to how Shakespeare’s darkest tragedy produced one of our lightest joke forms.
Of course, the knock-knock joke, as we know it, owes less to Shakespeare than to the innovation of 1930s English radio host Wee Georgie Wood, with his turning the Porter’s words into his catch phrase of “knock, knock, who’s there?” By the middle of the Great Depression, when the average Joe and Jane were presumably in need of an easy laugh, the joke form was sufficiently popular in the US that a Columbus, OH, theater’s contest for the best knock-knock jokes was “literally swamped” with entries (I’m sure the $1 cash prize didn’t hurt the contest’s popularity). The popularity of the supposedly low-humor knock, knock joke amidst the depression (both economic and psychological) may not owe anything directly to Shakespeare, but I do think it relates back to the original Porter scene, which is the main subject of this article.
My purpose here is not to provide a definitive reading of the Porter’s monologue, nor to ultimately solve the puzzle of what, exactly, the scene is doing in the play; better scholarship is available for those interested than the motes I will, nonetheless, offer here. My aim is to consider what Shakespeare’s following arguably the least justified regicide in his canon with a comical drunk can tell us about humor’s role in helping people navigate tragedy. And, if it sheds light on why knock, knock jokes (or other seemingly low, tactless, or dark forms of humor) may grow especially popular in uncertain times, so much the better.
“Here’s a knocking indeed!”
Macbeth Act 2 Scene 3
[Knocking within. Enter a Porter.]
PORTER Here’s a knocking indeed! If a man were
porter of hell gate, he should have old turning the
key.
The lone on-stage partaker in the carousing at King Duncan’s visit to Inverness, the drunken Porter is one of the play’s few examples of plebians not directly connected with the nobility. However, unlike Hamlet’s Rosencrantz and Guildenstern, the Porter remains, like a latter day Falstaff, insulated against the intrigue that surrounds him by drink, imagination, and low jokes.
Brought onstage by the knocking of MacDuff and Lennox (as if in ironic answer to Macbeth’s present wish that Duncan might wake), the Porter shows that, like Macbeth, he has a very active imagination. In fact, since Coleridge’s dismissal and omission of the scene as an inauthentic interpolation, many 20th-century critical readings have safely secured it back in its rightful place by pointing out, among other things, the Porter’s not merely contrasting but paralleling his master. Presumably rudely awakened and hungover, he fancies himself the porter of Hell and in the employ of a devil. Of course, the supreme irony throughout the scene involves his ignorance of how close to the truth his fantasy comes.
(Knock.) Knock, knock, knock! Who’s there, i’
th’ name of Beelzebub? Here’s a farmer that hanged
himself on th’ expectation of plenty. Come in time! 5
Have napkins enough about you; here you’ll sweat for ’t.
The Porter imagines admitting three denizens, each of whom, scholars have noted, can stand as a metaphor for Macbeth and his actions. The first imagined entrant is a farmer who, having hoarded grain in expectation of a shortage, hangs himself at the price drop produced by a surplus. As the play, if not the tragic genre, itself, is about the ends not aligning with expectation, the image of the farmer of course foreshadows the results of Macbeth’s betting too much on the Weird Sisters’ presentiments. Although in the end it is Lady Macbeth who commits suicide, Macbeth’s language near the end becomes more fatalistic the more vulnerable he gets, with his final fight with the prophesied MacDuff amounting to arguable suicide (to see an excellent rendition of the swap of Macbeth and Lady Macbeth’s psychologies by play’s end, see Joel Coen’s The Tragedy of Macbeth—and my review of it). Adding to the irony of the scene is the fact that, according to Christopher Jackson, Shakespeare, himself, was an investor in and hoarder of grain against shortages. One wonders how many times he had thought of the image before writing this scene—and if he smirked while employing it.
(Knock.) Knock, knock! Who’s there, in th’
other devil’s name? Faith, here’s an equivocator
that could swear in both the scales against either
scale, who committed treason enough for God’s 10
sake yet could not equivocate to heaven. O, come in,
equivocator.
Next in the Porter’s fantasy is an equivocator, one whose ambiguous use of language can help him with earthly scales but not heavenly. Historicist critics point to this moment as an allusion to the Jesuit father Henry Garnet, executed in 1605 for his participation in the Gunpowder Plot (to which 1606’s Macbeth can be read as a reaction). In his trial, Garnet was criticized for equivocating to keep from revealing details of the plot without explicitly lying; he was subsequently hanged, drawn, and quartered in May 1606.
While said reference is informative, if nothing else, about Shakespeare’s possible view of the Gunpowder Plot (unsurprising to anyone who knows what happens to regicides in his canon), one’s reading should not stop there. The Porter’s landing an equivocator in Hell points, again, to the play’s titular character. It should be remembered that before he commits the play’s central tragic act, Macbeth goes through a rigorous process of thought to spur himself to the deed, often playing on or completely omitting language—that is, equivocating—to justify the assassination (which, as a word, is first used in English in his “If it were done when ‘tis done” speech in I.7; not carrying the weight it does today, the coinage was an example of Macbeth distancing himself from the reality of the murder).
Furthermore, the Porter’s focus on equivocators here and later in the scene (he displays some comic equivocation of his own on the virtues and dangers of drink, unknowingly stalling MacDuff and Lennox long enough for Macbeth and Lady M. to cover up Duncan’s murder) foreshadows Macbeth’s beginning “To doubt the equivocation” of the Weird Sisters’ prophecy about Birnam Wood’s coming to Dunsinane (V.5). Indeed, the infernal dangers of ambiguous language (or of trusting one’s initial interpretation thereof) constitute one of the play’s primary themes. Among other things, Macbeth’s pointing this out establishes a further parallel between the Porter and himself.
(Knock.) Knock, knock, knock! Who’s
there? Faith, here’s an English tailor come hither for
stealing out of a French hose. Come in, tailor. Here
you may roast your goose.
The last of the Porter’s imagined wards has landed in Hell for cheating English courtiers while providing them with French fashion; whether he played on his customers ignorance of how much the new fancies cost or whether Shakespeare—err, the Porter—is making a joke about French fashion being worthy of eternal damnation, I’ll decline to decide. Perhaps both readings (or one I’m missing entirely) are meant, offering sympathetic humor to both courtiers who have been gulled with exaggerated prices and to the commons who might enjoy a good skewering of the foppish trends of their betters. The dual metaphor of the roasted goose—referring both to a tailor’s hot iron called a “goose” and to the idiom “his goose is cooked”—continues the play’s theme regarding the dangers of trying to succeed through proscribed means, besides adding to the dramatic irony of the Porter’s describing his own boss’s trajectory.
(Knock.) Knock, knock! 15
Never at quiet.—What are you?—But this place is
too cold for hell. I’ll devil-porter it no further. I had
thought to have let in some of all professions that go
the primrose way to th’ everlasting bonfire. (Knock.)
Anon, anon!
The Porter, like Macbeth, seems to have an imagination as limitless as it is abysmal—such that he could presumably find a place in it for individuals of all professions. Also like his master, he fantasizes about a position higher (or, rather, lower) than he currently holds. That he stops not for lack of imagination but for the prosaic physical discomfort of being cold contrasts with how Macbeth eventually gives up all comforts in trying to achieve the crown. However, even here he parallels Macbeth, as both are ultimately unable to keep reality—whether the cold or the vengeance of the prophesied MacDuff—from interrupting their fantasies.
And yet, that the Porter identifies Inverness, itself, as too cold to sufficiently imagine Hell is, itself, a possible nod to the, under James I, verboten Catholic-Thomistic-Aligherian view of Hell’s lowest levels as being the frozen lake of traitors. However, Shakespeare skates past the Protestant censors, for it is not Hell the Porter is describing, but Scotland, and at its center at the very moment preceding this scene is not Satan, or the traitors Judas, Brutus, or Cassius, but Macbeth—who is, of course, all of these.
“…it provokes and unprovokes…”
But why does the Playwright link the worst regicide in his canon to a comic scene? Of course, as I mention above, plot-wise the Porter stalls the discovery of the play’s central crime. Furthermore, thematically the Porter both contrasts and mirrors Macbeth, which in different eras has been interpreted as alternatively demonizing the latter by the monologue’s subject and humanizing him by stressing a congruence with the common man.
The impropriety of the scene—joking about souls lately gone to Hell, when the unshriven Duncan, himself, has just entered the afterlife—highlights the very tension from which the Jacobean audience may have needed relief. As has been pointed out, an assassination plot against James I and Parliament had just the year before been foiled. Moreover, set in a medieval context where the death of a monarch had cosmic repercussions, the choice to distance the focus from the play’s main action may have been meant to increase the suspense—here, not merely the suspense before an expected surprise, but also the chaotic metaphysical suspension between monarchs—rather than comically relieve it. And this is assuming the comic relief does not fail due to its utter tactlessness, or to a high number of Malvolios in the audience determined to see the scene as an interruption of the play’s sombre pathos.
And yet, even being outraged by dark humor accomplishes the humor’s possible goal of helping one navigate a tragedy. For that is what I believe this scene—and most dark humor—is meant to accomplish: facilitate the audience’s psychological survival of the author’s darkest tragedy. Both inappropriate laughter and rage at impropriety—and even confusion about the scene’s strangeness—are preferable to the despair that leads eventually to Macbeth’s nihilism and Lady Macbeth’s suicide.
The Porter is not a good guy; indeed, his humor, like Falstaff’s, inheres in his being disreputable. Similarly, the scene is not openly funny, nor does it offer any kind of saccharine “everything will be alright” triteness. I, myself, am not satisfied to read it the way the play at large has conventionally been interpreted, as an implicit promise that divine justice will prevail and Macbeth will get his comeuppance like the farmer, equivocator, and tailor do; there are too many questions about Scotland’s future left unsatisfied by play’s end to settle on such a reading, just as there are arguably as many parallels between Macbeth and the play’s hero MacDuff as between Macbeth and the Porter. Rather, the scene’s salutary power paradoxically lies in its pushing the horror of Duncan’s murder even farther—by joking about souls lately knocking at Hell’s gate, with the Porter standing in as a kind of anti-St. Peter at the Pearly Gates. In so doing, the Porter scene lampoons the Macbeths’ expectation that they can somehow cheat fate, and his scene, more than the one before it, foreshadows the trend of the rest of the play.
As with the subtext of other examples of ironic humor, the Porter is not mocking the sympathetic Duncan, but implicitly commiserating with him and other victims of fate, fortune, or perfidy. By following Macbeth’s crime with a drunken Porter utterly disconnected from it who, nonetheless, perfectly names and exagerrates the themes involved, Shakespeare subsumes the play’s tragic act into the absurd, at least for a moment—and a moment is all that’s needed. By pointing out the reality of the play’s horror while safely containing it within a hyperbolically ironic, almost Chaucerian, tableaux, Shakespeare sets the standard for how well-placed instances of low and dark humor—from knock-knock jokes to self-deprication to suicide memes—can help contextualize tragedy, depression, and trauma in manageable ways.
One might balk (quite rightly) at the idea of telling a joke right after a tragedy like the assassination of a beloved king, considering it too soon and not the time for humor, but Shakespeare? Apparently he thought that was exactly when to employ humor—especially of a certain darker yet therapeutic type. It’s taken a few centuries, but scientific studies, so far as they go, have caught up with and confirmed Shakespeare’s using such humor as a way to help his audiences regulate their emotions in his plays’ more dreadful moments. Far be it from us to censure what the Playwright thought within the pale—and how dare we dismiss even the humble knock, knock joke as anything but profound and, sometimes, just what we need.
